STIFEL FINANCIAL CORP. (a Delaware corporation)Underwriting Agreement • May 18th, 2020 • Stifel Financial Corp • Security brokers, dealers & flotation companies • New York
Stifel Financial Corp., a Delaware corporation (the “Company”), confirms its agreement with Keefe, Bruyette & Woods, Inc. (“KBW”) and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom KBW, BofA Securities, Inc., Citigroup Global Markets Inc., Morgan Stanley & Co. LLC and Wells Fargo Securities, LLC are acting as representatives (in such capacity, the “Representatives”), with respect to the sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of $400,000,000 aggregate principal amount of the Company’s 4.000% Senior Notes due 2030 (the “Securities”). The Securities are to be issued pursuant to the Sixth Supplemental Indenture, to be dated as of May 20, 2020 (the “Supplemental Indenture”), to the Indenture, dated as of January 23, 2012 (the “Base Indenture” and, together with the Supplemental Ind
