ANTI-MONEY LAUNDERING SERVICES AMENDMENTSPDR Series Trust • March 18th, 2020
streetTRACKS Series TRUST (the “Fund”) and STATE STREET BANK & TRUST COMPANY (the “Transfer Agent”) are parties to an agreement dated as of September 22, 2000 (the “Agreement”) under which the Transfer Agent performs certain transfer agency and/or recordkeeping services for the Fund. In connection with the enactment of the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001 (“USA PATRIOT Act”) and the regulations promulgated thereunder (collectively, the “Patriot Act”), the Fund has requested and the Transfer Agent has agreed to amend the Agreement as of the date hereof in the manner set forth below:
AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • March 18th, 2020 • SPDR Series Trust
This Amendment to the Transfer Agency and Service Agreement (the “Amendment”) is made and entered into as of December 17, 2018 by and between SPDR Series Trust (formerly known as streetTRACKS Series Trust) (the “Fund”) and State Street Bank and Trust Company (the “Bank” and, with respect to its transfer agency services, the “Transfer Agent”).
THIRD AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • March 18th, 2020 • SPDR Series Trust
The Transfer Agency and Service Agreement dated as of September 22, 2000 (the “Agreement”) by and between State Street Bank and Trust Company (the “Bank” and, with respect to its transfer agency services, the “Transfer Agent”), a Massachusetts trust company, and SPDR Series Trust (formerly known as streetTRACKS Series Trust) (the “Fund”), which may be amended from time to time, is hereby amended as of May 23, 2012 in the manner set forth below:
