The Gabelli Global Utility & Income Trust Common Shares and Preferred Shares Issuable Upon Exercise of Rights to Subscribe for such Shares DEALER MANAGER AGREEMENTGabelli Global Utility & Income Trust • November 9th, 2018 • New York
Company FiledNovember 9th, 2018 Jurisdiction
Twelfth Amendment to Transfer Agency and Service AgreementAgency and Service Agreement • November 9th, 2018 • Gabelli Global Utility & Income Trust • Massachusetts
Contract Type FiledNovember 9th, 2018 Company JurisdictionThis Twelfth Amendment (“Amendment”), effective as of [ ], 2018 (“Effective Date”), is to the Transfer Agency and Service Agreement, as amended (the “Agreement”) dated January 1, 2011, by and among Computershare Inc., and its fully owned subsidiary Computershare Trust Company, N.A. (collectively, “Transfer Agent”) and each of the Gabelli Closed-End Investment Companies listed on Exhibit A attached to the Agreement (each, a “Company” and collectively the “Company”).
MORROW SODALIGabelli Global Utility & Income Trust • November 9th, 2018
Company FiledNovember 9th, 2018This letter will serve as the agreement under which you will retain Morrow Sodali LLC (“Morrow’ or “us”) to perform search and distribution services in connection with the Rights Offering by The Gabelli Global Utility & Income Trust to holders of the Fund’s existing Common Shares (“the Offer”).
Subscription Agent Agreement Between The Gabelli Global Utility & Income Trust and Computershare Trust Company, N.A. and Computershare Inc.Subscription Agent Agreement • November 9th, 2018 • Gabelli Global Utility & Income Trust • New York
Contract Type FiledNovember 9th, 2018 Company JurisdictionTHIS SUBSCRIPTION AGENT AGREEMENT (the “Agreement”) is entered into as of this 8 day of November 2018 (the “Effective Date”) by and among The Gabelli Global Utility & Income Trust, a company organized and existing under the laws of the State of Delaware (the “Fund”), and Computershare Trust Company, N.A., a national banking association (“Trust Company”), and Computershare Inc., a Delaware corporation (“Computershare” and, collectively with Trust Company, the “Agent”).