STRUCTURING FEE AGREEMENTStructuring Fee Agreement • March 27th, 2017 • Nuveen Credit Opportunities 2022 Target Term Fund • New York
Reference is made to the Underwriting Agreement dated March 28, 2017 (the “Underwriting Agreement”), by and among Nuveen Credit Opportunities 2022 Target Term Fund (the “Fund”), Nuveen Fund Advisors, LLC (the “Company”), Symphony Asset Management LLC and each of the Underwriters named in Schedule I thereto, with respect to the issue and sale of the Fund’s common shares of beneficial interest, $0.01 par value per share (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
Morgan Stanley & Co. LLC MASTER SELECTED DEALERS AGREEMENT REGISTERED SEC OFFERINGS AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Master Selected Dealers Agreement • March 27th, 2017 • Nuveen Credit Opportunities 2022 Target Term Fund • New York
This Master Selected Dealers Agreement (this “Master SDA”), dated as of June 1, 2011, is by and between Morgan Stanley & Co. LLC (including its successors and assigns) (“we,” “our,” “us” or the “Manager”) and the party named on the signature page hereof (a “Dealer,” “you” or “your”). From time to time, in connection with an offering and sale (an “Offering”) of securities (the “Securities”), managed solely by us or with one or more other managers or co-managers, we or one or more of our affiliates may offer you (and others) the opportunity to purchase as principal a portion of such securities on the terms set forth herein as a Selected Dealer (as defined below).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • March 27th, 2017 • Nuveen Credit Opportunities 2022 Target Term Fund • New York
Reference is made to the Underwriting Agreement dated March [●], 2017 (the “Underwriting Agreement”), by and among Nuveen Credit Opportunities 2022 Target Term Fund (the “Fund”), Nuveen Fund Advisors, LLC (the “Investment Manager”), Symphony Asset Management LLC and each of the Underwriters named therein (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s common shares of beneficial interest, par value $0.01 (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING AND SYNDICATION FEE AGREEMENTStructuring and Syndication Fee Agreement • March 27th, 2017 • Nuveen Credit Opportunities 2022 Target Term Fund • New York
This agreement is between Nuveen Fund Advisors, LLC (the “Company”) and Morgan Stanley & Co. LLC (“Morgan Stanley”) with respect to Nuveen Credit Opportunities 2022 Target Term Fund (the “Fund”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • March 27th, 2017 • Nuveen Credit Opportunities 2022 Target Term Fund • Illinois
AGREEMENT effective as of this 23rd day of February, 2017 by and between Nuveen Fund Advisors, LLC, a Delaware limited liability company and a registered investment adviser (“Manager”), and Symphony Asset Management LLC, a California limited liability company and a federally registered investment adviser (“Sub-Adviser”).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • March 27th, 2017 • Nuveen Credit Opportunities 2022 Target Term Fund • New York
This agreement (the “Agreement”) is between Nuveen Fund Advisors, LLC (including any successor or assign by merger or otherwise, the “Company”) and UBS Securities LLC (“UBS”) with respect to Nuveen Credit Opportunities 2022 Target Term Fund (the “Fund”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement dated March 28, 2017 (the “Underwriting Agreement”), by and among the Fund, the Company, Symphony Asset Management LLC and each of the underwriters named therein.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • March 27th, 2017 • Nuveen Credit Opportunities 2022 Target Term Fund • New York
Reference is made to the Underwriting Agreement dated March 28, 2017 (the “Underwriting Agreement”), by and among Nuveen Credit Opportunities 2022 Target Term Fund (the “Trust”), Nuveen Fund Advisors, LLC (the “Adviser”), Symphony Asset Management LLC, Stifel, Nicolaus & Company, Incorporated (“Stifel”) and each of the other Underwriters named therein, severally, with respect to the issue and sale of the Trust’s common shares of beneficial interest, par value $0.01 (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • March 27th, 2017 • Nuveen Credit Opportunities 2022 Target Term Fund • New York
Reference is made to the Underwriting Agreement dated March 28, 2017 (the “Underwriting Agreement”), by and among Nuveen Credit Opportunities 2022 Target Term Fund (the “Fund”), Nuveen Fund Advisors, LLC (the “Company”), Symphony Asset Management LLC and each of the Underwriters named in Schedule I thereto, with respect to the issue and sale (the “Offering”) of the Fund’s common shares of beneficial interest, $0.01 par value per share (the “Common Shares”), as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Schedule A to the Agreement And State Street Bank and Trust CompanyTransfer Agency and Service Agreement • March 27th, 2017 • Nuveen Credit Opportunities 2022 Target Term Fund
This Amendment is made as of this 6th day of March, 2017, to the Transfer Agency and Service Agreement dated October 7, 2002, as amended (the “Agreement”) between each of the Nuveen Closed-End Investment Companies Listed on Schedule A to the Agreement (collectively, the “Funds”) and State Street Bank and Trust Company (the “Transfer Agent”). In accordance with Section 17.1 (Amendment) of the Agreement, the parties desire to amend the Agreement as set forth herein.
