PLEDGE AND SECURITY AGREEMENT GLOBAL WATER RESOURCES, INC.Pledge and Security Agreement • June 28th, 2016 • Global Water Resources, Inc. • Water supply • New York
THIS PLEDGE AND SECURITY AGREEMENT (this “Agreement”) dated as of June 24, 2016, by and among GLOBAL WATER RESOURCES, INC., a Delaware corporation, whose address for notice is 21410 North 19th Avenue, Suite 220, Phoenix, AZ 85027 (“Pledgor”), is in favor of U.S. Bank National Association, a national banking association, whose address for notice is 101 North First Avenue, Suite 1600, Phoenix, Arizona 85003, Attention: M. Ambriz-Reyes (Global Water Resources, Inc.), in its capacity as collateral agent for the benefit of the Note holders (together with its successors and permitted assigns in such capacity, the “Collateral Agent”) pursuant to that certain Collateral Agency Agreement dated as of June 24, 2016 between the Collateral Agent, the Purchasers and Global Water Resources, Inc., a Delaware corporation (the “Company”).
GUARANTY AGREEMENT Dated as of June 24, 2016 of GLOBAL WATER, LLCGuaranty Agreement • June 28th, 2016 • Global Water Resources, Inc. • Water supply • New York
THIS GUARANTY AGREEMENT, dated as of June 24, 2016 (this “Guaranty Agreement”), is made by Global Water, LLC, a Delaware limited liability company (the “Guarantor”) in favor of the Purchasers (as defined below) and the other holders from time to time of the Notes (as defined below). The Purchasers and such other holders are herein collectively called the “holders” and individually a “holder.”
