Legg Mason, Inc. (a Maryland corporation) % [Senior][ ] Notes Due 20 Underwriting AgreementUnderwriting Agreement • February 19th, 2016 • Legg Mason, Inc. • Investment advice • New York
Legg Mason, Inc., a Maryland corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), for which are acting as representatives (the “Representatives”), $ aggregate principal amount of its % [Senior] [ ] Notes due 20 (the “Securities”). The Securities will be issued pursuant to an indenture (the “Indenture”) [to be] dated as of , 20 between the Company and The Bank of New York Mellon, as trustee (the “Trustee”). The term “Indenture,” as used herein, includes the Officer’s Certificate (as defined in the Indenture) establishing the form and terms of the Securities pursuant to Section of the Indenture.
