SUBADVISORY AGREEMENTSubadvisory Agreement • December 3rd, 2015 • Legg Mason ETF Equity Trust • New York
This SUBADVISORY AGREEMENT (“Agreement”) is made this 19th day of November, 2015, by and between Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”), and Western Asset Management Company, a California corporation (the “Subadviser”).
MANAGEMENT AGREEMENT Legg Mason Partners Fund Advisor, LLCManagement Agreement • December 3rd, 2015 • Legg Mason ETF Equity Trust • New York
This MANAGEMENT AGREEMENT (“Agreement”) is made this 19th day of November, 2015, by and between Legg Mason ETF Equity Trust (the “Trust”) and Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”).
Legg Mason ETFs AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • December 3rd, 2015 • Legg Mason ETF Equity Trust • New York
This Authorized Participant Agreement (this “Agreement”) is entered into by and between (the “Participant”) and Legg Mason Investor Services, LLC (the “Distributor”), principal underwriter of the Trust and its separate series listed on Annex A hereto (each, a “Fund” and collectively, the “Funds”). Capitalized terms used herein and not otherwise defined have the meaning assigned to them in Section 14 of this Agreement.
DISTRIBUTION AGREEMENTDistribution Agreement • December 3rd, 2015 • Legg Mason ETF Equity Trust • Maryland
THIS DISTRIBUTION AGREEMENT (this “Agreement”) is made as of this day of 2015, by and between Legg Mason ETF Equity Trust (the “Company”), a Maryland statutory trust, on behalf of its series listed on Schedule A hereto (each a “Fund” and collectively, the “Funds”), and Legg Mason Investor Services, LLC (the “Distributor”), a Delaware limited liability company.
Legg Mason Funding Limited Letterhead]Legg Mason ETF Equity Trust • December 3rd, 2015
INTELLECTUAL PROPERTY LICENSE AGREEMENTIntellectual Property License Agreement • December 3rd, 2015 • Legg Mason ETF Equity Trust • New York
THIS INTELLECTUAL PROPERTY LICENSE AGREEMENT (this “Agreement”) made as of November 24, 2015 (the “Effective Date”), is by and between QS Investors, LLC, a limited liability company duly organized and existing under the laws of the State of Delaware (“QS”), and Legg Mason ETF Equity Trust (“Trust”). QS and Trust are referred to in this Agreement singly as a “Party” and collectively as the “Parties.”
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • December 3rd, 2015 • Legg Mason ETF Equity Trust • Massachusetts
THIS AGREEMENT (this “Agreement”) is made as of the 20th day of November, 2015, by and between STATE STREET BANK AND TRUST COMPANY, a trust company chartered under the laws of the Commonwealth of Massachusetts having its principal office and place of business at One Lincoln Center, Boston, Massachusetts 02111 (“State Street” or the “Transfer Agent”), and each Legg Mason registered investment company listed on Schedule A hereto (each, the “Trust”).
