0001193125-15-093661 Sample Contracts

PFENEX INC. EXECUTIVE EMPLOYMENT AGREEMENT
Executive Employment Agreement • March 16th, 2015 • Pfenex Inc. • Pharmaceutical preparations • California

This Executive Employment Agreement (the “Agreement”) is entered into by and between Pfenex Inc. (the “Company”), and Hubert C. Chen (“Executive”). This Agreement will be effective as of November 3, 2014 (the “Effective Date”).

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AWARD/CONTRACT 1. THIS CONTRACT IS A RATED ORDER UNDER DPAS (15 CFR 350) u RATING N/A PAGE OF PAGES 1 | 65 2. CONTRACT (Proc. Inst. Ident.) NO. HHSO100201000045C 3. EFFECTIVE DATE See Block 20C (below) 4. REQUISITION/PURCHASE REQUEST/PROJECT NO....
Confidential Treatment Requested • March 16th, 2015 • Pfenex Inc. • Pharmaceutical preparations

The purpose of this modification is to issue a change order and to modify the original contract to extend the period of performance to 3/30/2012. The period of performance for the base period is now 07/30/2010 to 03/30/2012.

THIRD AMENDMENT TO CREDIT AGREEMENT
Credit Agreement • March 16th, 2015 • Pfenex Inc. • Pharmaceutical preparations

THIS AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is entered into as of the last date of execution by both parties (the “Effective Date”), by and between PFENEX INC., a Delaware corporation (“Borrower”), and WELLS FARGO BANK, NATIONAL ASSOCIATION (“Bank”).

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