Amended and Restated Agreement and Declaration of Trust of 1290 Funds a Delaware Statutory Trust Principal Place of Business:Agreement and Declaration • June 27th, 2014 • 1290 Funds • Delaware
WHEREAS, the Trust has been formed as a Delaware statutory trust under the Delaware Act simultaneously upon the execution of a declaration of trust and the filing of the Certificate of Trust in the Office of the Secretary of State of the State of Delaware; and
FORM OF MUTUAL FUNDS SERVICE AGREEMENTMutual Funds Service Agreement • June 27th, 2014 • 1290 Funds • New York
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 27th, 2014 • 1290 Funds • New York
AGREEMENT, effective as of [ ], 2014 by and between AXA Equitable Funds Management Group, LLC (doing business as 1290 Asset Managers), a limited liability company organized in the State of Delaware (the “Adviser”), and AXA Rosenberg Investment Management LLC (“AXA Rosenberg” or “Sub-Adviser”), a limited liability company organized under the laws of the State of Delaware.
Agreement and Declaration of Trust of 1290 Funds Trust a Delaware Statutory Trust Principal Place of Business:Agreement and Declaration of Trust • June 27th, 2014 • 1290 Funds • Delaware
THIS AGREEMENT AND DECLARATION OF TRUST is made as of March 1, 2013 for the purpose of forming a Delaware statutory trust in accordance with the provisions hereinafter set forth.
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 27th, 2014 • 1290 Funds • New York
AGREEMENT, dated as of [ ], 2014, by and between AXA Equitable Funds Management Group, LLC (doing business as 1290 Asset Managers), a limited liability corporation organized in the State of Delaware (“Adviser”), and GAMCO Asset Management, Inc., a New York corporation (“Sub-Adviser”).
FORM OF EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • June 27th, 2014 • 1290 Funds
EXPENSE LIMITATION AGREEMENT, effective as of [INSERT], 2014 by and between AXA Equitable Life Insurance Company, doing business as 1290 Asset Managers (the “Adviser”) and 1290 Funds (the “Trust”), on behalf of each series of the Trust set forth in Schedule A attached hereto (each, a “Fund”, and collectively, the “Funds”).
FORM OF INVESTMENT ADVISORY AGREEMENTForm of Investment Advisory Agreement • June 27th, 2014 • 1290 Funds • Delaware
INVESTMENT ADVISORY AGREEMENT (“AGREEMENT”), dated as of , 2014, between 1290 Funds, a Delaware statutory trust (“Trust”), and AXA Equitable Funds Management Group, LLC (doing business as “1290 Asset Managers”), a limited liability company organized in the State of Delaware (“Adviser”).
FORM OF 1290 FUNDS DISTRIBUTION AGREEMENTFunds Distribution Agreement • June 27th, 2014 • 1290 Funds • Delaware
This Distribution Agreement is made as of [ ] 2014, by and between 1290 Funds (the “Trust”), a Delaware statutory trust, and AXA Distributors, LLC, a Delaware limited liability company (the “Distributor”).
