Exhibit (e)(2) Amendment No. 1 to Amended and Restated Distribution AgreementDistribution Agreement • April 11th, 2014 • Whitebox Mutual Funds
This Amendment No. 1 (this “Amendment”), dated February 18, 2014 to the Amended and Restated Distribution Agreement (the “Agreement”), dated as of October 22, 2012, between Whitebox Mutual Funds, a statutory trust established under the laws of the State of Delaware (the “Fund”), and ALPS Distributors, Inc. (“ALPS”), a Colorado corporation.
Exhibit (h)(4) Amendment No. 2 to Administration, Bookkeeping and Pricing Services AgreementServices Agreement • April 11th, 2014 • Whitebox Mutual Funds
This Amendment No. 2 (this “Amendment”), dated February 18, 2014 to the Administration, Bookkeeping and Pricing Services Agreement (the “Agreement”), as of July 20, 2011, between Whitebox Mutual Funds, a statutory trust established under the laws of the State of Delaware (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”). This Amendment supersedes and replaces Amendment No. 1 to the Agreement.
Exhibit (d)(4) Amendment No. 3 to Fee Waiver and Expense Reimbursement AgreementReimbursement Agreement • April 11th, 2014 • Whitebox Mutual Funds
This Amendment No. 3 (this “Amendment”), dated February 18, 2014 to the Fee Waiver and Expense Reimbursement Agreement (the “Agreement”), dated as of July 20, 2011, between Whitebox Mutual Funds, a statutory trust established under the laws of the State of Delaware (the “Trust”), and Whitebox Advisors LLC (“Adviser”), a Delaware limited liability company. This Amendment supersedes and replaces Amendment No. 2 to the Agreement, which superseded and replaced Amendment No. 1 to the Agreement.
Exhibit (h)(2) Amendment No. 2 to Transfer Agency and Services AgreementTransfer Agency and Services Agreement • April 11th, 2014 • Whitebox Mutual Funds
This Amendment No. 2 (this “Amendment”), dated February 18, 2014 to the Transfer Agency and Services Agreement (the “Agreement”), dated July 20, 2012, between Whitebox Mutual Funds, a statutory trust established under the laws of the State of Delaware (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”). This Amendment supersedes and replaces Amendment No. 1 to the Agreement.
Exhibit (d)(2) Amendment No. 2 to Investment Advisory AgreementInvestment Advisory Agreement • April 11th, 2014 • Whitebox Mutual Funds
This Amendment No. 2 (this “Amendment”), dated February 18, 2014 to the Investment Advisory Agreement (the “Agreement”), dated as of July 20, 2011, between Whitebox Mutual Funds, a statutory trust established under the laws of the State of Delaware (the “Trust”), and Whitebox Advisors LLC (“Adviser”), a Delaware limited liability company. This Amendment supersedes and replaces Amendment No. 1 to the Agreement.
