CUSTODY AGREEMENTCustody Agreement • February 28th, 2014 • Columbia ETF Trust • New York
AGREEMENT, dated as of March 20, 2009 between Grail Advisors ETF Trust (the “Trust”), a statutory trust organized and existing under the laws of the State of Delaware, having its principal office and place of business at One Ferry Building, Suite 255, San Francisco, CA 94111, (the “Trust”) and The Bank of New York Mellon, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).
INVESTMENT MANAGEMENT SERVICES AGREEMENTInvestment Management Services Agreement • February 28th, 2014 • Columbia ETF Trust • Massachusetts
This Agreement, dated as of May 20, 2011, is by and between is by and between Columbia Management Investment Advisers, LLC (the “Investment Manager”), a Minnesota limited liability company and the registered investment companies listed in Schedule A (each a “Registrant”), each on behalf of its separate underlying series, as applicable, listed in Schedule A. The terms “Fund” or “Funds” are used to refer to either the Registrant or its underlying series, as context requires).
FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • February 28th, 2014 • Columbia ETF Trust • New York
AGREEMENT made as of March 20, 2009 by and between Grail Advisors ETF Trust (the “Trust”), and The Bank of New York Mellon, a New York banking organization (“BNY”).
DISTRIBUTION AGREEMENTDistribution Agreement • February 28th, 2014 • Columbia ETF Trust • Delaware
This Distribution Agreement (the “Agreement”) made this 17th day of April, 2013, by and between Columbia ETF Trust, (formerly, Grail Advisors ETF Trust), a Delaware statutory trust (the “Trust”), on behalf of each of its series (each, a “Fund” and together, the “Funds”) listed in Exhibit A (as amended from time to time and incorporated by reference herein), having its principal place of business at 225 Franklin Street Boston, Massachusetts 02110, and ALPS Distributors, Inc., a Colorado corporation (the “Distributor”), having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203.
EXPENSE LIMITATION AGREEMENT COLUMBIA ETF TRUSTExpense Limitation Agreement • February 28th, 2014 • Columbia ETF Trust • Delaware
This Agreement is made and to be performed principally in the State of Massachusetts, and except insofar as the Investment Company Act of 1940, as amended, or other federal laws and regulations may be controlling, this Agreement shall be governed by, and construed and enforced in accordance with, the internal laws of the State of Delaware. Any amendment to this Agreement shall be in writing signed by the parties hereto.
Re: Notice of Changes to the Custody AgreementColumbia ETF Trust • February 28th, 2014
Reference is made to that certain Custody Agreement, between Grail Advisors ETF Trust (the “Trust”), and The Bank of New York Mellon (“BNY”) dated as of March 20, 2009, as amended and supplemented from time to time (the “Agreement”), between the Trust and BNY.
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • February 28th, 2014 • Columbia ETF Trust • New York
AGREEMENT made as of the 20th day of March, 2009, by and between Grail Advisors ETF Trust (hereinafter the “Trust”) each Series of the Trust (each, a “Fund”) listed on Appendix I hereto (as such Appendix be amended from time to time), and THE BANK OF NEW YORK MELLON, a New York banking company having its principal office and place of business at One Wall Street, New York, New York 10286 (the “Bank”).
Re: Notice of Changes to the Fund Administration and Accounting AgreementColumbia ETF Trust • February 28th, 2014
Reference is made to that certain Fund Administration and Accounting Agreement, by and between Grail Advisors ETF Trust (the “Trust”), including each of the series thereof listed on Exhibit A thereto (each, a “Fund”) and The Bank of New York Mellon (“BNY”) dated as of March 20, 2009, as amended and supplemented from time to time (the “Agreement”), by and between the Trust, each Fund and BNY.
Re: Notice of Changes to the Transfer Agency and Service AgreementColumbia ETF Trust • February 28th, 2014
Reference is made to that certain Transfer Agency and Service Agreement, by and between Grail Advisors ETF Trust (the “Trust”), each Series of the Trust (each a “Fund”) listed on Appendix I thereto and The Bank of New York Mellon (“BNY”) dated as of March 20, 2009, as amended and supplemented from time to time (the “Agreement”), by and between the Trust, each Fund and BNY.
