CAPITAL ONE FINANCIAL CORPORATION REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • June 6th, 2013 • Capital One Financial Corp • State commercial banks • New York
Capital One Financial Corporation, a Delaware corporation (the “Company”), proposes to exchange its 3.50% senior notes due 2023 (i) issued on June 6, 2013 and (ii) to be issued on June 18, 2013, if any (the “Initial Securities”), for Exchange Securities (as defined herein). The Initial Securities were (or will be) issued pursuant to a senior indenture dated as of November 1, 1996 between the Company and The Bank of New York Mellon (as successor to Harris Trust and Savings Bank) as supplemented by the first supplemental indenture thereto dated as of June 6, 2013 between the Company and The Bank of New York Mellon Trust Company, N.A. as trustee (collectively, the “Indenture”). The Company agrees with Deutsche Bank Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and J.P. Morgan Securities LLC, as representatives (collectively, the “Representatives”) of the dealer managers (each, a “Dealer Manager” and together, the “Dealer Managers”) appointed by the Company in respec
CAPITAL ONE FINANCIAL CORPORATION, as the Company and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as the Trustee SUPPLEMENTAL INDENTURE DATED AS OF JUNE 6, 2013 TO INDENTURE DATED AS OF NOVEMBER 1, 1996 Relating ToSupplemental Indenture • June 6th, 2013 • Capital One Financial Corp • State commercial banks • New York
SUPPLEMENTAL INDENTURE, dated as of June 6, 2012 (the “Supplemental Indenture”), between Capital One Financial Corporation (the “Company”), a Delaware corporation, and The Bank of New York Mellon Trust Company, N.A., a banking association organized and existing under the laws of the United States, as trustee (the “Trustee”), to the Base Indenture (as defined below).
