Apollo Global Management, LLC Class A Shares Amendment to the Underwriting AgreementApollo Global Management LLC • May 14th, 2013 • Investment advice • New York
Reference is made to the Underwriting Agreement (the “Underwriting Agreement”), dated as of May 9, 2013, among Apollo Global Management, LLC, a Delaware limited liability company (the “Company”), AGM Management, LLC, a Delaware limited liability company and the manager of the Company (the “Manager”), certain stockholders of the Company named in Schedule II thereto and J.P. Morgan Securities LLC, Citigroup Global Markets Inc. and Credit Suisse Securities (USA) LLC, as representatives (collectively, the “Representatives”) of the Underwriters named in Schedule I thereto (the “Underwriters”). Capitalized terms used herein but not defined herein have the meanings ascribed thereto in the Underwriting Agreement.
Apollo Global Management, LLC Class A Shares Underwriting AgreementUnderwriting Agreement • May 14th, 2013 • Apollo Global Management LLC • Investment advice • New York
Certain stockholders named in Schedule II hereto (specified as either “Apollo Selling Stockholders” or “Strategic Selling Stockholders” and collectively referred to herein as the “Selling Stockholders”) of Apollo Global Management, LLC, a Delaware limited liability company (the “Company”), propose, subject to the terms and conditions stated herein, to sell to the Underwriters named in Schedule I hereto (the “Underwriters”), for whom J.P. Morgan Securities LLC, Citigroup Global Markets Inc. and Credit Suisse Securities (USA) LLC are acting as representatives (collectively, the “Representatives”), an aggregate of 21,111,273 Class A shares (the “Stock”) of the Company and, at the election of the Underwriters, up to 3,166,690 additional shares of Stock. The aggregate of 21,111,273 shares of Stock to be sold by the Selling Stockholders is herein called the “Firm Shares” and the aggregate of 3,166,690 additional shares of Stock to be sold by the Selling Stockholders is herein called the “Opt
