AMENDED AND RESTATED FEE WAIVER/EXPENSE REIMBURSEMENT AGREEMENTReimbursement Agreement • January 28th, 2013 • Nomura Partners Funds, Inc.
THIS AMENDED AND RESTATED FEE WAIVER/EXPENSE REIMBURSEMENT AGREEMENT (the “Agreement”) is made as of January 27, 2012 by and between Nomura Asset Management U.S.A. Inc. (“NAM USA”) and Nomura Partners Funds, Inc. (the “Corporation”), on behalf of itself and the International Equity Fund, a series of the Corporation, (the “Fund”).
Sub-Advisory Agreement between Nomura Asset Management U.S.A. Inc. and Nomura Corporate Research and Asset Management Inc.Sub-Advisory Agreement • January 28th, 2013 • Nomura Partners Funds, Inc. • Maryland
AGREEMENT made this 10th day of December, 2012 by and between Nomura Asset Management U.S.A. Inc., a New York corporation with its principal office located at Two World Financial Center, New York, New York (hereinafter called the “Advisor”) and Nomura Corporate Research and Asset Management Inc., a New York corporation with its principal office located at Two World Financial Center, New York, New York (hereinafter called the “Sub-Advisor”).
Investment Advisory AgreementInvestment Advisory Agreement • January 28th, 2013 • Nomura Partners Funds, Inc. • Maryland
Nomura Partners Funds, Inc. (the “Corporation”) has been established as a Maryland corporation to engage in the business of an investment company. Pursuant to the Corporation’s Articles of Incorporation, as amended from time to time (the “Articles”), the Board of Directors may divide the Corporation’s shares of capital stock, par value $.33 1/3 per share (the “Shares”), into separate series, or funds. Series may be abolished and dissolved, and additional series established, from time to time by action of the Directors.
FEE WAIVER/EXPENSE REIMBURSEMENT AGREEMENTFee Waiver/Expense • January 28th, 2013 • Nomura Partners Funds, Inc.
THIS FEE WAIVER/EXPENSE REIMBURSEMENT AGREEMENT (the “Agreement”) is made as of the 10th day of December 2012 by and between Nomura Asset Management U.S.A. Inc. (“NAM USA”) and Nomura Partners Funds, Inc. (the “Corporation”), on behalf of itself and the High Yield Fund, a series of the Corporation (the “Fund”).
RE: Sixth Amendment to Loan AgreementNomura Partners Funds, Inc. • January 28th, 2013
Pursuant to a loan agreement dated December 21, 2007 (as amended, the “Loan Agreement”), State Street Bank and Trust Company (the “Bank”) has made available to Nomura Partners Funds, Inc., a Maryland corporation (the “Company”), acting on behalf of its series The Japan Fund, (the “Fund” and the Company, acting on behalf of the Fund, the “Borrower”), a $5,000,000.00 committed unsecured revolving line of credit (the “Committed Line”). The obligations of the Borrower with respect to loans made pursuant to the Committed Line are evidenced by a promissory note in the original principal amount of $5,000,000.00 dated December 21, 2007 (as amended, the “Note”). Capitalized terms not hereinafter defined shall have the same meanings as set forth in the Loan Agreement.
AMENDMENT TO ADMINISTRATION AGREEMENTAdministration Agreement • January 28th, 2013 • Nomura Partners Funds, Inc.
This Amendment (the “Amendment”) is made as of December 10, 2012 to the Administration Agreement dated October 1, 2007, as amended December 26, 2008, December 4, 2009 and April 29, 2010 (the “Agreement”), by and between Nomura Partners Funds, Inc., on behalf of its series severally and not jointly (the “Company”), and State Street Bank and Trust Company, a Massachusetts trust company (“State Street”).
AMENDMENT To Transfer Agency and Service Agreement Between Each of the Series, Individually and Not Jointly Nomura Partners Funds, Inc. and Boston Financial Data Services, Inc.Transfer Agency and Service Agreement • January 28th, 2013 • Nomura Partners Funds, Inc.
This Amendment is made as of this 30th day of November, 2012 and is effective December 10, 2012, between Nomura Partners Funds, Inc., each of the series, individually and not jointly, as listed on Schedule A (collectively, the “Funds”) and Boston Financial Data Services, Inc. (the “Transfer Agent”). In accordance with Section 17 (Additional Portfolios/Funds) and Section 16.1 (Amendment) of the Transfer Agency and Service Agreement dated September 28, 2007, as amended, (the “Agreement”) the parties desire to amend the Agreement as set forth herein.
