BROKER DEALER SELLING AGREEMENTBroker Dealer • September 30th, 2011 • Whitebox Mutual Funds • Colorado
THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and , a company having its principal place of business (hereinafter “Broker/Dealer”).
CUSTODY AGREEMENTCustody Agreement • September 30th, 2011 • Whitebox Mutual Funds • Minnesota
THIS CUSTODY AGREEMENT (this “Agreement”), dated and effective as of July 20, 2011, is entered into between Whitebox Mutual Funds (the “Company”), a Delaware Statutory Trust organized under the laws of the State of Delaware with its principal place of business at 3033 Excelsior Boulevard, Suite 300, Minneapolis, Minnesota, and Wells Fargo Bank, N.A. (the “Custodian”), a banking association organized under the laws of the United States of America with a principal place of business at Wells Fargo Center, Sixth and Marquette, Minneapolis, Minnesota 55479.
INITIAL CAPITAL AGREEMENTInitial Capital Agreement • September 30th, 2011 • Whitebox Mutual Funds
THIS INITIAL CAPITAL AGREEMENT is entered into as of September 1, 2011 by and between Whitebox Advisors, LLC (“Purchaser”) and Whitebox Mutual Funds, a Delaware statutory trust (the “Trust”).
