AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST of DCA Total Return Fund (formerly Dividend Capital Realty Income Allocation Fund) (a Delaware Statutory Trust) Amended and Restated as of March 16, 2009Agreement and Declaration of Trust • June 28th, 2010 • DCA Total Return Fund
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST made this 16th day of March, 2009, by the Trustees named hereunder, and by the holders of shares of beneficial interest to be issued hereunder, amending and restating the Agreement and Declaration of Trust dated January 24, 2005, for the purpose of changing the name of the Trust and making certain revisions to Articles I and III.
CUSTODIAN AGREEMENT (FOREIGN AND DOMESTIC SECURITIES)Custodian Agreement • June 28th, 2010 • DCA Total Return Fund • California
This Custodian Agreement is made by and between DCA Total Return Fund (“Principal”) and UNION BANK, N.A. (“Custodian”). Principal desires that Custodian hold and administer on behalf of Principal certain Securities (as herein defined). Custodian is willing to do so on the terms and conditions set forth in this Agreement. Accordingly, Principal and Custodian agree as follows:
DIVIDEND CAPITAL REALTY INCOME ALLOCATION FUND INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • June 28th, 2010 • DCA Total Return Fund • Delaware
AGREEMENT, made this 30th day of May, 2006, between Dividend Capital Realty Income Allocation Fund, a statutory trust organized under the laws of the State of Delaware (the “Fund”) and Dividend Capital Investments LLC, a Delaware limited liability company (the “Adviser”).
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • June 28th, 2010 • DCA Total Return Fund • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this day of , 2010 by DCA Total Return Fund, a Delaware statutory trust (the “Acquiring Fund”); DCW Total Return Fund, a Delaware statutory trust, (the “Selling Fund”) (the Acquiring Fund and Selling Fund referred to herein as a “Fund” and collectively, the “Funds”); and Dividend Capital Investments, LLC (“DCI”), the investment adviser to the Acquiring Fund and the Selling Fund (for purposes of Section 9.1 of the Agreement only). The principal place of business of the Acquiring Fund, the Selling Fund and DCI is 518 17th Street, 17th Floor, Denver, Colorado 80202.
CO-ADMINISTRATIVE, TAX, BOOKKEEPING AND PRICING SERVICES AGREEMENTPricing Services Agreement • June 28th, 2010 • DCA Total Return Fund • Colorado
THIS AGREEMENT (the “Agreement”) is made as of April 1, 2009 between DCA Total Return Fund a Delaware statutory trust (the “Fund”) and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
SUBADVISORY AGREEMENTSubadvisory Agreement • June 28th, 2010 • DCA Total Return Fund • Delaware
This SUBADVISORY AGREEMENT (the “Agreement”) is dated as of March 16, 2009 by and among DIVIDEND CAPITAL REALTY INCOME ALLOCATION FUND and DIVIDEND CAPITAL GLOBAL REALTY EXPOSURE FUND, each a Delaware statutory trust (each a “Fund” and collectively, the “Funds”), DIVIDEND CAPITAL INVESTMENTS, LLC, a Delaware limited liability company (the “Adviser”) and CALAMOS ADVISORS LLC, a Delaware limited liability company (the “Subadviser”).
AMENDED AND RESTATED CO-ADMINISTRATION AGREEMENTCo-Administration Agreement • June 28th, 2010 • DCA Total Return Fund • Delaware
AGREEMENT, dated as of the 19th day of May, 2009, between DCA Total Return, a Delaware statutory trust (the “Fund”), and Dividend Capital Investments LLC, a Delaware limited liability corporation (“DCI” or the “Administrator”).
