HIGHMARK CAPITAL MANAGEMENT, INC. FORM OF SUB-ADVISORY AGREEMENTSub-Advisory Agreement • May 29th, 2009 • Highmark Funds /Ma/ • Massachusetts
This AGREEMENT is effective as of , by and between HIGHMARK CAPITAL MANAGEMENT, INC. (“Adviser”) and ZIEGLER CAPITAL MANAGEMENT, LLC, a Wisconsin limited liability company, which is an investment adviser registered under the laws of the United States as an investment adviser under the Investment Advisers Act of 1940, as amended (“Sub-Adviser”).
AMENDMENT NO. 1 DATED AS OF APRIL 9, 2009 TO INVESTMENT ADVISORY AGREEMENT DATED AS OF SEPTEMBER 1, 1998Investment Advisory Agreement • May 29th, 2009 • Highmark Funds /Ma/
WHEREAS, HIGHMARK FUNDS, a Massachusetts business trust (the “Trust”), and HighMark Capital Management, Inc., a California corporation (the “Investment Adviser”), entered into an Investment Advisory Agreement dated as of September 1, 1998 (as amended through the date hereof, the “ Investment Advisory Agreement”);
FORM OF AMENDMENT To Transfer Agency and Service Agreement Between Highmark Funds. And State Street Bank and Trust CompanyHighmark Funds /Ma/ • May 29th, 2009
This amendment is made effective as of the [ ] day of [ ] 2009 between Highmark Funds (the “Fund”) and State Street Bank and Trust Company (the “Transfer Agent”). In accordance with Article 12 (Amendment) of the Transfer Agency and Service Agreement between the Fund and the Transfer Agent dated as of February 15, 1997 (the “Agreement”) the parties desire to amend the Agreement as set forth herein.
FORM OF AMENDED AND RESTATED EXHIBIT AHighmark Funds /Ma/ • May 29th, 2009
THIS AMENDED AND RESTATED EXHIBIT A, amended and restated as of [ ], 2009 for the addition of HighMark Equity Income Fund, HighMark Geneva Growth Fund, HighMark Geneva Small Cap Growth Fund, HighMark NYSE Arca Tech 100 Index Fund, and HighMark Wisconsin Tax-Exempt Fund, is the Amended and Restated Exhibit A to that certain Sub-Administration and Accounting Services Agreement dated as of December 3, 2007 between PNC Global Investment Servicing (U.S.) Inc. (formerly PFPC Inc.) and HighMark Capital Management, Inc.
FORM OF AMENDED AND RESTATED EXHIBIT AHighmark Funds /Ma/ • May 29th, 2009
THIS AMENDED AND RESTATED EXHIBIT A, amended and restated as of , 2009 for the addition of HighMark Equity Income Fund, HighMark Geneva Growth Fund, HighMark Geneva Small Cap Growth Fund, HighMark NYSE Arca Tech 100 Index Fund, and HighMark Wisconsin Tax-Exempt Fund, is the Amended and Restated Exhibit A to that certain Underwriting Agreement dated as of December 1, 2008 between HighMark Funds Distributors, Inc. and HighMark Funds.
Form of Appendix B Custodian Agreement Effective [ ], 2009Highmark Funds /Ma/ • May 29th, 2009
