FIRST AMENDMENT TO REGULATORY SERVICES AGREEMENTRegulatory Services Agreement • August 8th, 2008 • Nasdaq Omx Group, Inc. • Security & commodity brokers, dealers, exchanges & services
THIS FIRST AMENDMENT TO REGULATORY SERVICES AGREEMENT (the “First Amendment”) is made and entered into this 28th day of March, 2008, by and between The NASDAQ Exchange LLC, a Delaware limited liability company and assignee of The Nasdaq Stock Market, Inc. (“Nasdaq”), and the Financial Industry Regulatory Authority, Inc., a Delaware nonprofit corporation and successor in interest to NASD Regulation, Inc. (“FINRA”).
