WARRANT AGREEMENT By and Among PENNANTPARK INVESTMENT CORPORATION andWarrant Agreement • May 30th, 2008 • Pennantpark Investment Corp • New York
Agreement made as of , 2008 between PENNANTPARK INVESTMENT CORPORATION, a Maryland corporation, with offices at 590 Madison Ave., 15th Floor, New York, NY 10022 (“Company”), and , a corporation, with offices at (“Warrant Agent”).
PENNANTPARK INVESTMENT CORPORATION (a Maryland corporation) Shares of Common Stock Shares of Preferred Stock and Warrants to Common Stock or Preferred Stock PURCHASE AGREEMENTPurchase Agreement • May 30th, 2008 • Pennantpark Investment Corp • New York
PennantPark Investment Corporation, a Maryland corporation (the “Company”), confirms its agreement with [ ] (“ [ ]”) and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom [ ] are acting as representatives (in such capacity, the “Representatives”), with respect to the issue and sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of shares of common stock, par value $.001 per share (“Common Stock”), or preferred stock, par value $ per share (“Preferred Stock”), or both, and/or warrants (the “Warrants”) to purchase Common Stock or Preferred Stock, or both, of the Company set forth in said Schedule A and with respect to the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 2(2) hereof to purchase additional Sec
SUBSCRIPTION RIGHTS AGREEMENT By and Among PENNANTPARK INVESTMENT CORPORATION andSubscription Rights Agreement • May 30th, 2008 • Pennantpark Investment Corp • New York
This Subscription Rights Agreement (the “Agreement”) is made as of among PENNANTPARK INVESTMENT CORPORATION, a Maryland corporation (the “Company”), and , a [state] corporation, (the “Subscription Agent”), and relates to the base prospectus included in the Registration Statement on Form N-2, File No. 333-150033, filed by the Company with the Securities and Exchange Commission on April 4, 2008, as amended by any amendment filed with respect thereto (the “Registration Statement”) and any supplemental prospectus (together with the base prospectus, the “Prospectus”). Capitalized terms not otherwise defined herein shall have the meanings given to them in the Subscription Certificate (as defined below).
