0001185185-26-004504 Sample Contracts
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • October 1st, 2026 • Neo-Concept International Group Holdings LTD • Apparel & other finishd prods of fabrics & similar matl • New York
Contract Type FiledOctober 1st, 2026 Company Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement by and between Univest Securities, LLC (“Univest” or the “Placement Agent”) and Neo-Concept International Group Holdings Limited, an exempted company incorporated with limited liability under the laws of the Cayman Islands (the “Company”), pursuant to which the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placements (the “Placements”) via a registered direct offering of Class A ordinary shares of the Company, par value $0.0025 per share, of the Company (“Ordinary Share”), and/or the Pre-Funded Warrants to purchase Ordinary Shares (the “Securities”). The terms of the Placements and the Securities shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein shall be deemed to mean that the Placement Agent would have the power or authority to bind the Company or an
Form of Lock-Up AgreementLock-Up Agreement • October 1st, 2026 • Neo-Concept International Group Holdings LTD • Apparel & other finishd prods of fabrics & similar matl
Contract Type FiledOctober 1st, 2026 Company IndustryRe: Securities Purchase Agreement, dated as of September 30, 2026 (the “Purchase Agreement”), between Neo-Concept International Group Holdings Limited (the “Company”) and the purchasers signatory thereto
PRE-FUNDED ORDINARY SHARE PURCHASE WARRANT NEO-CONCEPT INTERNATIONAL GROUP HOLDINGS LIMITEDPre-Funded Ordinary Share Purchase Warrant • October 1st, 2026 • Neo-Concept International Group Holdings LTD • Apparel & other finishd prods of fabrics & similar matl
Contract Type FiledOctober 1st, 2026 Company IndustryTHIS PRE-FUNDED ORDINARY SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [______________] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth at any time on or after the Issuance Date (such date, the “Initial Exercise Date”) and until it is exercised in full, provided that if such date is not a Trading Day, the immediately following Trading Day (the “Termination Date”) but not thereafter, to subscribe for and purchase from Neo-Concept International Group Holdings Limited, an exempted company incorporated with limited liability under the laws of the Cayman Islands (the “Company”), up to [___] Class A ordinary shares (the “Warrant Shares”), par value $0.0025 per share, of the Company (“Ordinary Shares”), subject to adjustment hereunder. The purchase price of one Ordinary Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • October 1st, 2026 • Neo-Concept International Group Holdings LTD • Apparel & other finishd prods of fabrics & similar matl • New York
Contract Type FiledOctober 1st, 2026 Company Industry JurisdictionTHIS SECURITIES PURCHASE AGREEMENT (this “Agreement”) is entered into and made effective as of September 30, 2026, between Neo-Concept International Group Holdings Limited, an exempted company incorporated with limited liability under the laws of the Cayman Islands (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
