EXHIBIT E-1 TRI-PARTY AGREEMENT FOR DISTRIBUTION SERVICESTri-Party Agreement for Distribution Services • April 28th, 2023 • Ancora Trust • Ohio
THIS AGREEMENT is made as of November 21, 2016, between Ancora Trust (the “Trust” and/or Investment Company “IC”, or “Fund”), a Delaware statutory Trust/IC, Ancora Advisors, LLC the Registered Investment Advisor (the “RIA”) a Delaware corporation, and Arbor Court Capital (“ACC”), a limited liability corporation organized and existing under the laws of the State of Ohio.
EXHIBIT h-5 FIRST AMENDMENT TO 2021 FEE WAIVER AGREEMENTFee Waiver Agreement • April 28th, 2023 • Ancora Trust
THIS FIRST AMENDMENT TO 2021 FEE WAIVER AGREEMENT (this “Amendment”) is made and entered into effective as of April 30, 2023 between Ancora Advisors LLC (the “Advisor”) and Ancora Trust (the “Trust”), on behalf of certain series of the Trust set forth in Schedule A attached hereto, and such other investment funds as the Trust may from time to time create (each a “Fund,” and collectively, the “Funds”).
AMENDMENT NO. 1 TO TRI-PARTY AGREEMENTTri-Party Agreement • April 28th, 2023 • Ancora Trust
THIS AMENDMENT is made as of August 22, 2022, among Ancora Trust (the “Trust” and/or Investment Company “IC”, or “Fund”), an Ohio business Trust/IC, Ancora Advisors, LLC, an Ohio limited liability company and Arbor Court Capital (“ACC”), a limited liability corporation organized and existing under the laws of the State of Ohio.
