SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • January 7th, 2014 • Vycor Medical Inc • Surgical & medical instruments & apparatus • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of January 2, 2014, between Vycor Medical, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • January 7th, 2014 • Vycor Medical Inc • Surgical & medical instruments & apparatus
This Registration Rights Agreement (this “Agreement”) is made and entered into as of January 2, 2014, between Vycor Medical, Inc., a Delaware corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”).
SERIES A COMMON STOCK PURCHASE WARRANTVycor Medical Inc • January 7th, 2014 • Surgical & medical instruments & apparatus
THIS SERIES A COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the three (3) year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Vycor Medical, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • January 7th, 2014 • Vycor Medical Inc • Surgical & medical instruments & apparatus • New York
Vycor Medical, Inc. (the “Company”) proposes to offer for sale (the “Offering”) in a private offering pursuant to Regulation D promulgated under the Securities Act of 1933, as amended (the “Securities Act”) (i) up to $3,000,000 of shares of the Company’s common stock, par value $0.0001 per share (the “Common Stock” and such shares of Common Stock being offered, the “Shares”) and (ii) common stock purchase warrants (the “Warrants”) to purchase Common Stock (the “Warrant Shares”). The Shares, the Warrants, and the Warrant Shares are collectively referred to herein as the “Securities”. This agreement (the “Agreement”) shall confirm our agreement concerning _________ acting as the exclusive selling or placement agent (the “Placement Agent” or “____”) in connection with the sale of the Securities. The Offering may be increased by $2,000,000 at the mutual consent of the Company and ____.
