SIXTEENTH AMENDMENT TO LOAN AGREEMENTLoan Agreement • March 28th, 2019 • Thompson Im Funds Inc
THIS SIXTEENTH AMENDMENT TO LOAN AGREEMENT is made and entered into effective as of this 9th day of November, 2018 by and between U.S. BANK NATIONAL ASSOCIATION, with its address at 425 Walnut Street, Cincinnati, Ohio 45202 (the "Bank"), and THOMPSON IM FUNDS, INC., a Wisconsin corporation, with its address at 918 Deming Way, 3rd Floor, Madison, Wisconsin 53717 (the “Borrower”), on behalf of the Thompson Bond Fund (the “Fund”).
SHAREHOLDER SERVICES AGREEMENTShareholder Services Agreement • March 28th, 2019 • Thompson Im Funds Inc • Wisconsin
This Shareholder Services Agreement (the “Agreement”) is made as of ________2019, by U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“Company”) having an address at 615 East Michigan Street, Milwaukee, WI 53202, on behalf of _____________________ Funds., (“Fund Company”) and _______________________ a ___________company, having an address at ________________________ (“Service Provider” and collectively, the “Parties”).
SALES AGREEMENTSales Agreement • March 28th, 2019 • Thompson Im Funds Inc • Wisconsin
We desire to enter into an agreement with you for the sale and distribution of the shares of each open-end investment company (or class or series thereof having a separate portfolio) for which you act as principal underwriter. Each such investment company (or such a class or series) is hereafter referred to as a “Fund”. A list of Funds at the present time is attached hereto as Appendix A. Upon acceptance of this Agreement by you, we understand that we may offer and sell shares of each of the Funds (whether or not listed in Appendix A), subject, however, to all of the terms and conditions hereof and to your right, without notice, to suspend and terminate the sale of the shares of any one or more of the Funds.
Quasar Distributors, LLC Milwaukee, WI 53202 DEALER AGREEMENTDealer Agreement • March 28th, 2019 • Thompson Im Funds Inc • Wisconsin
This Agreement is made as of __________, 20__, by and among Quasar Distributors, LLC (“Quasar”), a Delaware limited liability company, _____________ (“Dealer”), a ______________ corporation, and Thompson Investment Management, Inc., a Delaware limited liability company (solely with respect to Section 5 hereto).
THOMPSON IM FUNDS, INC. THIRD AMENDMENT TO THE DISTRIBUTION AGREEMENTDistribution Agreement • March 28th, 2019 • Thompson Im Funds Inc
THIS THIRD AMENDMENT, dated as of the last date written below, to the Distribution Agreement dated as August 19, 2015, as amended (the "Distribution Agreement"), is entered into by and between THOMPSON IM FUNDS, INC., a Wisconsin corporation (the "Corporation"), QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company ("Distributor"). THOMPSON INVESTMENT MANAGEMENT, LLC, the investment advisor to the Corporation (the “Advisor”), is a party hereto with respect to Sections 3F. and 6 only.
THOMPSON IM FUNDS, INC. THIRD AMENDMENT TO THE TRANSFER AGENT AGREEMENTAgent Agreement • March 28th, 2019 • Thompson Im Funds Inc
THIS THIRD AMENDMENT, dated as of the last date on the signature page hereto, to the Transfer Agent Servicing Agreement, dated as of August 19, 2015 (the "Agreement"), is entered into by and between Thompson IM Funds, Inc., a Wisconsin corporation (the "Corporation") and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
THOMPSON IM FUNDS, INC. THIRD AMENDMENT TO THE AMENDED AND RESTATED CUSTODY AGREEMENTCustody Agreement • March 28th, 2019 • Thompson Im Funds Inc
THIS THIRD AMENDMENT, dated as of the last date on the signature page hereto, to the Amended and Restated Custody Agreement, dated as of May 9, 2013, as amended (the "Agreement"), is entered into by and between Thompson IM Funds, Inc., a Wisconsin corporation (the "Corporation") and U.S. Bank, N.A., a national banking association (the "Custodian").
