4,000,000 Shares Five Oaks Investment Corp. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 16th, 2017 • Five Oaks Investment Corp. • Real estate investment trusts • New York
Five Oaks Investment Corp., a Maryland corporation (the “Company”), proposes to sell 4,000,000 shares (the “Underwritten Stock”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”). In addition, the Company proposes to grant to the underwriters (the “Underwriters”) named in Schedule 1 attached to this agreement (this “Agreement”) an option to purchase up to 600,000 additional shares of the Common Stock on the terms set forth in Section 3 (the “Option Stock”). The Underwritten Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock.” This is to confirm the agreement concerning the purchase of the Stock from the Company by the Underwriters.
