4,000,000 Shares Five Oaks Investment Corp. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 16th, 2017 • Five Oaks Investment Corp. • Real estate investment trusts • New York
Contract Type FiledJune 16th, 2017 Company Industry JurisdictionFive Oaks Investment Corp., a Maryland corporation (the “Company”), proposes to sell 4,000,000 shares (the “Underwritten Stock”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”). In addition, the Company proposes to grant to the underwriters (the “Underwriters”) named in Schedule 1 attached to this agreement (this “Agreement”) an option to purchase up to 600,000 additional shares of the Common Stock on the terms set forth in Section 3 (the “Option Stock”). The Underwritten Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock.” This is to confirm the agreement concerning the purchase of the Stock from the Company by the Underwriters.
3,500,000 Shares Five Oaks Investment Corp. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 20th, 2014 • Five Oaks Investment Corp. • Real estate investment trusts • New York
Contract Type FiledJune 20th, 2014 Company Industry Jurisdiction
Shares Viggle Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • March 31st, 2014 • Viggle Inc. • Services-computer programming, data processing, etc. • New York
Contract Type FiledMarch 31st, 2014 Company Industry JurisdictionThe undersigned, the Chief Executive Officer and the Chief Financial Officer of Viggle Inc., a Delaware corporation (the “Company”), pursuant to Section [l] of the Underwriting Agreement, dated as of [l] [l], 2014 (the “Underwriting Agreement”), by and between the Company and Ladenburg Thalmann & Co. Inc., as representative of the several underwriters listed in Schedule 1 thereto (collectively, the “Underwriters”), providing for the sale by the Company to the Underwriters of (i) [l] shares of common stock, par value $0.001 per share (the “Common Stock”), of the Company and (ii) up to an additional [l] shares of Common Stock, hereby certify that they are authorized to execute this Officers’ Certificate in the name and on behalf of the Company. Each of the undersigned also hereby certifies that:
6,000,000 Shares FX ENERGY, INC. Common Stock, par value $0.001 per share UNDERWRITING AGREEMENTUnderwriting Agreement • March 10th, 2011 • Fx Energy Inc • Crude petroleum & natural gas • New York
Contract Type FiledMarch 10th, 2011 Company Industry JurisdictionFX Energy, Inc., a Nevada corporation (the “Company”), proposes to sell 6,000,000 shares (the “Firm Stock”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”) to Macquarie Capital (USA) Inc. (the “Underwriter”). In addition, the Company proposes to grant to the Underwriter an option to purchase up to 900,000 additional shares of the Common Stock on the terms set forth in Sections 2 and 4 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock.” This is to confirm the agreement concerning the purchase of the Stock from the Company by the Underwriter.