REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • December 29th, 2016 • NeuroMetrix, Inc. • Surgical & medical instruments & apparatus
This Registration Rights Agreement (this “Agreement”) is made and entered into as of December __, 2016, between NeuroMetrix, Inc., a Delaware corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”).
COMMON STOCK PURCHASE WARRANT NEUROMETRIX, INC.NeuroMetrix, Inc. • December 29th, 2016 • Surgical & medical instruments & apparatus • New York
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, ___________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after June __, 2017 (the “Initial Exercise Date”) and on or prior to the close of business on the five year anniversary of the Initial Exercise Date (the “Termination Date”), but not thereafter, to subscribe for and purchase from NeuroMetrix, Inc., a Delaware corporation (the “Company”), up to _______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SHAREHOLDER RIGHTS AGREEMENTShareholder Rights Agreement • December 29th, 2016 • NeuroMetrix, Inc. • Surgical & medical instruments & apparatus • Delaware
This Amendment No. 7 to Shareholder Rights Agreement (the “Amendment”), dated as of December 28, 2016, by and between NeuroMetrix, Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC (the “Rights Agent”), amends that certain Shareholder Rights Agreement, dated as of March 7, 2007, as amended as of September 8, 2009, June 5, 2013, June 25, 2014, May 28, 2015, December 29, 2015 and June 3, 2016 between the Company and the Rights Agent (as so amended, the “Rights Agreement”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • December 29th, 2016 • NeuroMetrix, Inc. • Surgical & medical instruments & apparatus • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of December 28, 2016, between NeuroMetrix, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
STRICTLY CONFIDENTIAL NeuroMetrix, Inc. Waltham, MA 02451 Attn: Thomas HigginsEngagement Agreement • December 29th, 2016 • NeuroMetrix, Inc. • Surgical & medical instruments & apparatus
Reference is made to the engagement agreement (the “Engagement Agreement”), dated June 2, 2016, as amended November 22, 2016, by and between NeuroMetrix, Inc.(the “Company”) and Rodman & Renshaw, a unit of H.C. Wainwright & Co., LLC (“Rodman”), pursuant to which Rodman shall serve as the exclusive agent, advisor or underwriter of the Company in connection with an Offering (as defined in the Engagement Agreement).
