UNDERWRITING AGREEMENT between APOLLO MEDICAL HOLDINGS, INC. and AEGIS CAPITAL CORP., as Representative of the Several Underwriters APOLLO MEDICAL HOLDINGS, INC.Underwriting Agreement • May 5th, 2015 • Apollo Medical Holdings, Inc. • Services-management consulting services • New York
The undersigned, Apollo Medical Holdings, Inc., a corporation formed under the laws of the State of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as hereinafter defined) as being subsidiaries or affiliates of Apollo Medical Holdings, Inc. the “Company”), hereby confirms its agreement (this “Agreement”) with Aegis Capital Corp. (hereinafter referred to as “you” (including its correlatives) or the “Representative”) and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
ContractApollo Medical Holdings, Inc. • May 5th, 2015 • Services-management consulting services • New York
THE REGISTERED HOLDER OF THIS PURCHASE WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS PURCHASE WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS PURCHASE WARRANT FOR A PERIOD OF ONE HUNDRED EIGHTY DAYS FOLLOWING THE EFFECTIVE DATE (DEFINED BELOW) TO ANYONE OTHER THAN (I) AEGIS CAPITAL CORP. OR AN UNDERWRITER OR A SELECTED DEALER IN CONNECTION WITH THE OFFERING, OR (II) A BONA FIDE OFFICER OR PARTNER OF AEGIS CAPITAL CORP. OR OF ANY SUCH UNDERWRITER OR SELECTED DEALER.
WARRANT AGREEMENT between APOLLO MEDICAL HOLDINGS, INC. And AS WARRANT AGENTWarrant Agreement • May 5th, 2015 • Apollo Medical Holdings, Inc. • Services-management consulting services • New York
This WARRANT AGREEMENT (the “Agreement”) is dated as of [●], 2015, between APOLLO MEDICAL HOLDINGS, INC., a Delaware corporation (the “Company”), and ___________, as warrant agent (the “Warrant Agent”).
