NOTE PURCHASE AGREEMENTNote Purchase Agreement • May 4th, 2015 • Merriman Holdings, Inc • Security brokers, dealers & flotation companies • New York
NOTE PURCHASE AGREEMENT dated as of April ___, 2015 (this “Agreement”) between the EGS, LLC, a Delaware limited liability company (the “Purchaser”), and Merriman Holdings, Inc., a Delaware corporation (the “Company”).
INTERCREDITOR AGREEMENTIntercreditor Agreement • May 4th, 2015 • Merriman Holdings, Inc • Security brokers, dealers & flotation companies • New York
INTERCREDITOR AGREEMENT dated as of April 20, 2015 (this “Agreement”) among Ronald L. Chez (“Chez”), First Bank & Trust as Custodian for Ronald L. Chez IRA (“Chez IRA”), D. Jonathan Merriman (“Merriman”), Kenneth R. Werner (“Werner”), William J. Febbo (“Febbo”), Patrick W. O’Brien (“O’Brien”), Manatuck Hill Scout Fund LP (“Manatuck Hill”), James Ross Byrne Revocable Trust (“Byrne”), Babu Sivadasan (“Sivadasan”), Falcon Fund, Ltd. (“Falcon”) and Steven Eskenazi (“Eskenazi” and, together with Chez, Chez IRA, Merriman, Werner, Febbo, O’Brien, Manituck Hill, Byrne, Sivadason and Falcon, collectively, the “Subordinated Lenders”), and EGS, LLC, a Delaware limited liability company (together with its successors and assigns, the “Senior Lenders”), and Merriman Holdings, Inc., a Delaware corporation (the “Borrower”).
STOCK PLEDGE AGREEMENTStock Pledge Agreement • May 4th, 2015 • Merriman Holdings, Inc • Security brokers, dealers & flotation companies • New York
This STOCK PLEDGE AGREEMENT dated as of April ___, 2015 (this “Pledge Agreement”) between MERRIMAN HOLDINGS, INC. a Delaware corporation (“Debtor”), and EGS, LLC, A Delaware limited liability company (the “Secured Party”).
