AGREEMENT AND PLAN OF MERGER By and Among RCS Capital Corporation, DOLPHIN ACQUISITION, LLC, and SUMMIT FINANCIAL SERVICES GROUP, INC. Dated as of November 16, 2013Agreement and Plan of Merger • November 18th, 2013 • Summit Financial Services Group Inc • Security brokers, dealers & flotation companies • Florida
THIS AGREEMENT AND PLAN OF MERGER, dated as of November 16, 2013 (as it may be amended or supplemented, this “Agreement”), is made by and among RCS Capital Corporation, a Delaware corporation (“Parent”), Dolphin Acquisition, LLC, a Delaware limited liability company and a wholly-owned subsidiary of Parent (“Merger Sub”) and Summit Financial Services Group, Inc., a Florida corporation (the “Company”).
