AMENDED AND RESTATED REVOLVING NOTE AND CASH SUBORDINATION AGREEMENTRevolving Note and Cash Subordination Agreement • December 22nd, 2021 • Cohen & Co Inc. • Security brokers, dealers & flotation companies • Illinois
THIS AMENDED AND RESTATED REVOLVING NOTE AND CASH SUBORDINATION AGREEMENT is entered into this December 21, 2021, between Byline Bank (the “Lender”) and J.V.B. Financial Group, LLC (the “Broker/Dealer”). This Agreement shall not be effective or deemed to constitute a satisfactory subordination agreement under Appendix D to Rule 15c3-1 under the Securities Exchange Act of 1934, as amended (the “Act” or “SEA”), unless and until the Financial Industry Regulatory Authority (“FINRA”) has found the Agreement acceptable as to form and content.
COHEN & COMPANY, LLC AMENDMENT NO. 5 TO AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENTLimited Liability Company Agreement • December 22nd, 2021 • Cohen & Co Inc. • Security brokers, dealers & flotation companies • Delaware
THIS AMENDMENT NO. 5 TO AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of Cohen & Company, LLC (“Amendment No. 5”), dated as of December 20, 2021 (the “Effective Date”), is entered into by and among the Members listed on the signature pages hereof with respect to Cohen & Company, LLC, a Delaware limited liability company.
