REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • November 20th, 2020 • Tantech Holdings LTD • Industrial organic chemicals
This Registration Rights Agreement (this “Agreement”) is made and entered into as of November 20, 2020, between Tantech Holdings Ltd., a British Virgin Islands business company (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • November 20th, 2020 • Tantech Holdings LTD • Industrial organic chemicals • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of November 20, 2020, between Tantech Holdings Ltd, a company incorporated under the laws of the British Virgin Islands (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
PLACEMENT AGENT WARRANT TANTECH HOLDINGS LTDTantech Holdings LTD • November 20th, 2020 • Industrial organic chemicals
THIS PLACEMENT AGENT WARRANT TO PURCHASE COMMON SHARES (the “Warrant”) certifies that, for value received, Univest Securities, LLC, or its assigns (the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after May [___], 2021 (the “Initial Exercise Date”) and prior to 5:00 p.m. (New York time) on the date that is three (3) years following the Initial Issuance Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Tantech Holdings Ltd¸ a corporation incorporated under the laws of the British Virgin Islands (the “Company”), up to 363,6371 common shares, par value $0.0001 per share (the “Common Shares”), of the Company (the Warrant Shares”), as subject to adjustment hereunder. The purchase price of one Common Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • November 20th, 2020 • Tantech Holdings LTD • Industrial organic chemicals • New York
This letter (the “Agreement”) constitutes the agreement by and between Univest Securities, LLC (“Univest” or the “Placement Agent”) and Tantech Holdings Ltd, a company incorporated under the laws of the British Virgin Islands (the “Company”), pursuant to which the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of registered common shares (the “Shares”) of the Company, par value $0.001 per share (“Common Shares”), and registered warrants (the “Registered Warrants”) unregistered warrants (the “Unregistered Warrants” and collectively with the Registered Warrants, the “Warrants”) to purchase Common Shares (the “Warrants” and together with the Shares, the “Securities”). The terms of the Placement and the Securities shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitutes that the
Lock-Up AgreementLock-Up Agreement • November 20th, 2020 • Tantech Holdings LTD • Industrial organic chemicals • New York
