LOAN AGREEMENT among C&CO/PRINCERIDGE PARTNERS LLC, as general partner of J.V.B. Financial Group Holdings, LP, COHEN & COMPANY, LLC, as Corporate Guarantor, COHEN & COMPANY INC., as Corporate Guarantor, and BYLINE BANK Dated as of October 28, 2020Loan Agreement • October 30th, 2020 • Cohen & Co Inc. • Security brokers, dealers & flotation companies • Illinois
REVOLVING NOTE AND CASH SUBORDINATION AGREEMENTPaymaster Agreement • October 30th, 2020 • Cohen & Co Inc. • Security brokers, dealers & flotation companies • Illinois
THIS AGREEMENT is entered into this October 28, 2020, between Byline Bank (the “Lender”) and J.V.B. Financial Group, LLC (the “Broker/Dealer”). This Agreement shall not be effective or deemed to constitute a satisfactory subordination agreement under Appendix D to Rule 15c3-1 under the Securities Exchange Act of 1934, as amended (the “Act” or “SEA”), unless and until the Financial Industry Regulatory Authority (“FINRA”) has found the Agreement acceptable as to form and content.
