SUBADVISORY AGREEMENTSubadvisory Agreement • July 28th, 2020 • Pacific Funds Series Trust • Delaware
This AGREEMENT made effective on or about the 31st day of July 2020, among ClearBridge Investments, LLC, a Delaware Limited Liability Company (the “Subadviser”), Pacific Life Fund Advisors LLC, a Delaware Limited Liability Company (the “Investment Adviser”), and Pacific Funds Series Trust, a Delaware Statutory Trust (the “Trust”).
TRANSFER AGENCY & SHAREHOLDER SERVICES AGREEMENTShareholder Services Agreement • July 28th, 2020 • Pacific Funds Series Trust
This Transfer Agency & Shareholder Services Agreement is made as of July 1, 2020 (“Effective Date”) by and between BNY Mellon Investment Servicing (US) Inc., a Massachusetts corporation (“BNYM”), and each of Pacific Life Insurance Company, a Nebraska corporation (“Pacific Life”) and Pacific Funds Series Trust, a Delaware statutory trust and open-end management investment company registered with the SEC under the 1940 Act (the “Investment Company”), on behalf of each series of the Investment Company listed on Schedule B (each a “Fund” and collectively, the “Funds”). Capitalized terms and certain noncapitalized terms not defined where first used are defined in Schedule A hereto (Schedule A also contains an index of defined terms providing the location of all defined terms). The term “Agreement” shall mean this Transfer Agency & Shareholder Services Agreement as constituted on the Effective Date, and thereafter as it may be amended from time to time as provided for herein. All references
PACIFIC FUNDS SERIES TRUST AMENDMENT NO. 10 TO THE SUBADVISORY AGREEMENTThe Subadvisory Agreement • July 28th, 2020 • Pacific Funds Series Trust
THIS AMENDMENT, made effective the 1st day of August, 2020, is made to the Subadvisory Agreement (the “Agreement”) dated September 24, 2001, as amended on August 5, 2004, December 9, 2005 (“2005 Amendment”), May 1, 2007, May 1, 2008, October 31, 2013, August, 1, 2014, December 31, 2014, and May 1, 2015 by and among Pacific Life Fund Advisors LLC, a Delaware Limited Liability Company (the “Investment Adviser”), Pacific Investment Management Company LLC, a Delaware limited liability company (“PIMCO” or the “Subadviser”), and Pacific Funds Series Trust, a Delaware Statutory Trust (the “Trust”). The Agreement is hereby amended as set forth below (the “Amendment”). Capitalized terms not defined herein shall have the meaning given to them in the Agreement.
AMENDMENT NO. 1 TO TRANSFER AGENCY & SHAREHOLDER SERVICES AGREEMENTShareholder Services Agreement • July 28th, 2020 • Pacific Funds Series Trust
This Amendment No. 1 (“Amendment No. 1”) to Transfer Agency & Shareholder Services Agreement, dated as of July 31, 2020(“Effective Date”), is being entered into by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”), Pacific Life Insurance Company (“Pacific Life”) and Pacific Funds Series Trust (“Trust”), on its own behalf and on behalf of each of series of the Trust listed on the Schedule B attached to this Amendment No. 1 (Trust and each series are, individually, a “Fund” and, collectively, the “Funds”).
PACIFIC FUNDS SERIES TRUST AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • July 28th, 2020 • Pacific Funds Series Trust • Delaware
PF Inflation Managed Fund PF Managed Bond Fund PF Short Duration Bond Fund PF Emerging Markets Debt Fund PF Growth Fund PF Large-Cap Value Fund PF Small-Cap Growth Fund (formerly named PF Developing Growth Fund) PF Small-Cap Value Fund PF Real Estate Fund PF Emerging Markets Fund PF International Large-Cap Fund PF International Value Fund 0.15% through July 31, 2021 0.30% from August 1, 2021 through July 31, 2023
SELLING GROUP AGREEMENT PACIFIC SELECT DISTRIBUTORS, LLC Newport Beach, California 92660Selling Group Agreement • July 28th, 2020 • Pacific Funds Series Trust • Delaware
As distributor, we invite you to join a selling group (“Selling Group”) for the distribution of shares of the series of the Pacific Funds Series Trust (the “Trust”) (each series herein called a “Fund”), but only in those locations in which the shares of the Trust may legally be offered for sale. On behalf of the Trust, we offer to sell to you shares of each Fund on the following terms:
ADVISORY FEE WAIVER AGREEMENT PF MANAGED BOND FUND OF PACIFIC FUNDS SERIES TRUSTWaiver Agreement • July 28th, 2020 • Pacific Funds Series Trust • Delaware
This ADVISORY FEE WAIVER AGREEMENT, by and between Pacific Life Fund Advisors LLC (the “Adviser”) and Pacific Funds Series Trust (the “Trust”), on behalf of the PF Managed Bond Fund of the Trust (the “Fund”), is effective as of August 1, 2020.
