WARRANT AMENDMENT AND EXERCISE AGREEMENTWarrant Amendment and Exercise Agreement • November 14th, 2019 • Summit Wireless Technologies, Inc. • Semiconductors & related devices
This Warrant Amendment and Exercise Agreement (this “Agreement”), dated as of October [__], 2019, is by and between Summit Wireless Technologies, Inc., a Delaware corporation (the “Company”), and the undersigned holder identified on Schedule A hereto (the “Holder”) of warrants to purchase shares of the Company’s common stock, par value $0.0001 per share (the “Common Stock”).
PREFUNDED COMMON STOCK PURCHASE WARRANT SUMMIT WIRELESS TECHNOLOGIES, INC.Prefunded Common Stock Purchase Warrant • November 14th, 2019 • Summit Wireless Technologies, Inc. • Semiconductors & related devices • New York
THIS PREFUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [________] or [his/her/its] assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth and in the Series [G] or [F] Warrant Amendment and Exercise Agreement, dated as of October [__], 2019, by and among the Company, the Holder and the other signatories thereto (the “Exercise Agreement”), at any time on or after the Original Issue Date until the date that this Warrant is exercised in full, to subscribe for and purchase from Summit Wireless Technologies, Inc., a Delaware corporation (the “Company”), up to [___] shares of Common Stock (as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is a Prefunded Common Stock Purchase Warrant and as such the full exercise price of
WARRANT AMENDMENT AND EXERCISE AGREEMENTWarrant Amendment and Exercise Agreement • November 14th, 2019 • Summit Wireless Technologies, Inc. • Semiconductors & related devices
This Warrant Amendment and Exercise Agreement (this “Agreement”), dated as of [______], 2019, is by and between Summit Wireless Technologies, Inc., a Delaware corporation (the “Company”), and the undersigned holder identified on Schedule A hereto (the “Holder”) of warrants to purchase shares of the Company’s common stock, par value $0.0001 per share (the “Common Stock”).
AMENDMENT NO. 1 TO WARRANT TO PURCHASE COMMON STOCKPurchase Common Stock • November 14th, 2019 • Summit Wireless Technologies, Inc. • Semiconductors & related devices
This AMENDMENT NO. 1 TO COMMON STOCK PURCHASE WARRANT (this “Amendment”) dated as of October [ ] 2019, (the “Effective Date”) is entered into by Summit Wireless Technologies, Inc. (the “Company”), and [ ] or its assigns (the “Holder”) of the Original Warrant (as defined below).
SUMMIT LETTERHEAD]Summit Wireless Technologies, Inc. • November 14th, 2019 • Semiconductors & related devices
Reference is made to (i) those certain the Warrant Amendment and Exercise Agreements, dated as of October [__], 2019 (the “Warrant Amendment Agreements”), by and between Summit Wireless Technologies, Inc., a Delaware corporation (the “Company”), and each of Medalist Partners Harvest Master Fund Ltd. and Medalist Partners Opportunity Master Fund A, L.P. (collectively, the “Holders”); (ii) pre-funded common stock purchase warrants held by each of the Holders to purchase an aggregate of 414,364 shares (the “Pre-Funded Warrants”) of common stock, par value $0.0001 per share, of the Company (the “Common Stock”); (iii) repriced Series F common stock purchase warrants held by each of the Holders to purchase an aggregate of 414,364 shares of Common Stock (the “Repriced Warrants”), as amended by Amendment No. 1 to each of the Warrants, dated October [__], 2019 (collectively, the “Warrant Amendments”), as well as the previously exercised common stock purchase warrants for [_____] shares (the “Or
SUMMIT LETTERHEAD]Summit Wireless Technologies, Inc. • November 14th, 2019 • Semiconductors & related devices
Reference is made to (i) that certain the Warrant Amendment and Exercise Agreement, dated as of [ ], 2019, the date on which the Holder’s (as defined below) Exercise (as defined below) was received (the “Warrant Amendment Agreement”), by and between Summit Wireless Technologies, Inc., a Delaware corporation (the “Company”), and the holder named on the signature page attached hereto (the “Holder”); (ii) a repriced common stock purchase warrant held by the Holder to purchase an aggregate of [ ] shares (the “Repriced Warrant”) of common stock, par value $0.0001 per share, of the Company (the “Common Stock”) as well as the previously exercised common stock purchase warrant for [_____] shares (the “Original Warrant”); and (iii) the registered direct offering by the Company on October 16, 2019 of up to 2,5000,000 shares of Common Stock (the “Offering”).
