Date of Issuance: _________, 2004 Warrant to Purchase an Aggregate of ______ shares of Common StockPurchase Common Stock • January 4th, 2005 • Visual Data Corp • Services-computer integrated systems design • Florida
ContractPurchase Common Stock • December 4th, 2015 • Spendsmart Networks, Inc. • Retail-retail stores, nec • New York
FIRST AMENDMENT TO WARRANT TO PURCHASE COMMON STOCKPurchase Common Stock • June 10th, 2013 • SpendSmart Payments Co • Retail-retail stores, nec • New York
This First Amendment (the “Amendment”) to Warrant to Purchase Common Stock (the “Warrant”), is made and entered into effective as of June 10, 2013 (the “Effective Date”), by and between The SpendSmart Payments Company, a Colorado corporation (the “Company”) and the undersigned (the “Holder”). Capitalized terms used but not otherwise defined herein shall have the same meanings as set forth in the Warrant.
AKESIS PHARMACEUTICALS, INC. WARRANT TO PURCHASE COMMON STOCKPurchase Common Stock • March 31st, 2008 • Akesis Pharmaceuticals, Inc. • Pharmaceutical preparations • California
This Warrant to Purchase Common Stock (the “Warrant”) is issued to Avalon Ventures VII, L.P. (the “Holder”) by Akesis Pharmaceuticals, Inc., a Nevada corporation (the “Company”), pursuant to the terms of that certain Securities Purchase Agreement (the “Purchase Agreement”) dated as of March 25, 2008 by and among the Company and the Holder.
RELIANT TECHNOLOGIES, INC. WARRANT TO PURCHASE COMMON STOCKPurchase Common Stock • October 12th, 2007 • Reliant Technologies Inc • Electromedical & electrotherapeutic apparatus • California
THIS CERTIFIES THAT, for value received, Richard Fitzpatrick, or his assigns (the “Holder”), is entitled to subscribe for and purchase at the Exercise Price (defined below) from Reliant Technologies, Inc., a Delaware corporation, with its principal office at 260 Sheridan Ave., Suite 300, Palo Alto, CA 94306 (the “Company”) up to 29,464 shares of Common Stock of the Company (the “Common Stock”).
WARRANT TO PURCHASE COMMON STOCKPurchase Common Stock • March 7th, 2007 • MultiCell Technologies, Inc. • Surgical & medical instruments & apparatus • California
THIS WARRANT TO PURCHASE COMMON STOCK is being issued pursuant to that certain Securities Purchase Agreement dated as of the date hereof (the “Purchase Agreement”) by and between MultiCell Technologies, Inc., a Delaware corporation (the “Company”), to La Jolla Cove Investors, Inc. (“Holder”). Capitalized terms not defined herein shall have the meanings ascribed to them in the Debenture or the Purchase Agreement.
EXHIBIT A-2 FIRST AMENDMENT TO WARRANT TO PURCHASE COMMON STOCKPurchase Common Stock • December 5th, 2012 • Organovo Holdings, Inc. • Biological products, (no disgnostic substances) • New York
This First Amendment (the “Amendment”) to Warrant to Purchase Common Stock (the “Warrant”), is made and entered into effective as of November 16, 2012 (the “Effective Date”), by and between Organovo Holdings, Inc., a Delaware corporation (the “Company”) and the undersigned (the “Holder”). Capitalized terms used but not otherwise defined herein shall have the same meanings as set forth in the Warrant.
ContractPurchase Common Stock • April 14th, 2015 • Eos Petro, Inc. • Crude petroleum & natural gas • Nevada
AMENDMENT TO WARRANT TO PURCHASE COMMON STOCKPurchase Common Stock • August 6th, 2015 • Naked Brand Group Inc. • Men's & boys' furnishgs, work clothg, & allied garments • New York
This Amendment (this “Amendment”) to Warrant to Purchase Common Stock (the “Warrant”), is made and entered into effective as of the Expiration Date (as defined in this Amendment), by and between Naked Brand Group Inc., a Nevada corporation (the “Company”), and the undersigned (the “Holder”). Capitalized terms used but not otherwise defined herein shall have the same meanings as set forth in the Warrant.
ROCKDALE RESOURCES CORPORATION AMENDED AND RESTATED WARRANT TO PURCHASE COMMON STOCKPurchase Common Stock • January 3rd, 2014 • Rockdale Resources Corp • Wholesale-furniture & home furnishings • Texas
This Amended and Restated Warrant to Purchase Common Stock (this “Warrant”) is issued to Rick Wilber, a Florida resident (the “Holder”), by Rockdale Resources Corporation, a Colorado corporation (the “Company”). The Holder acknowledges that this Warrant is issued pursuant to the Amended and Restated Convertible Secured Note and Warrant Purchase Agreement dated as of the date hereof by and between the Holder and the Company.
AMENDMENT TO WARRANT TO PURCHASE COMMON STOCKPurchase Common Stock • April 13th, 2016 • Cryoport, Inc. • Plastics foam products • New York
This Amendment (this “Amendment”) to Warrant to Purchase Common Stock (the “Warrant”), is made and entered into effective as of the Expiration Date (as defined in this Amendment), by and between Cryoport, Inc., a Nevada corporation (the “Company”), and the undersigned (the “Holder”). Capitalized terms used but not otherwise defined herein shall have the same meanings as set forth in the Warrant.
AMENDMENT TO WARRANT TO PURCHASE COMMON STOCKPurchase Common Stock • October 13th, 2017 • Monster Digital, Inc. • Computer storage devices • New York
This Amendment (this “Amendment”) to Warrant to Purchase Common Stock (the “Warrant”), is made and entered into effective as of the Expiration Date (as defined in this Amendment), by and between Monster Digital, Inc., a Delaware corporation (the “Company”), and the undersigned (the “Holder”). Capitalized terms used but not otherwise defined herein shall have the same meanings as set forth in the Warrant.
RELIANT TECHNOLOGIES, INC. WARRANT TO PURCHASE COMMON STOCKPurchase Common Stock • September 26th, 2007 • Reliant Technologies Inc • Electromedical & electrotherapeutic apparatus • California
THIS CERTIFIES THAT, for value received, Hank Gauthier, or his assigns (the “Holder”), is entitled to subscribe for and purchase at the Exercise Price (defined below) from Reliant Technologies, Inc., a Delaware corporation, with its principal office at Sorrento Towers North - East Tower, 5375 Mira Sorrento Place, Suite 100, San Diego, CA 92121 (the “Company”) up to 48,000 shares of Common Stock of the Company (the “Common Stock”).
WARRANT TO PURCHASE COMMON STOCKPurchase Common Stock • April 18th, 2008 • Macrosolve Inc • Oklahoma
THIS WARRANT AND THE SECURITIES ISSUABLE UPON THE EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933. THEREFORE, THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, HYPOTHECATED OR OTHERWISE TRANSFERRED EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933, OR AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY THAT REGISTRATION IS NOT REQUIRED UNDER SUCH ACT.
AKESIS PHARMACEUTICALS, INC. WARRANT TO PURCHASE COMMON STOCKPurchase Common Stock • October 24th, 2006 • Akesis Pharmaceuticals, Inc. • Services-business services, nec • California
This Warrant to Purchase Common Stock (the “Warrant”) is issued to Edward Wilson (the “Holder”) by Akesis Pharmaceuticals, Inc., a Nevada corporation (the “Company”), pursuant to the terms of that certain Severance Agreement and Release (the “Release”) dated as of October 2, 2006 between the Company and the Holder.
ContractPurchase Common Stock • August 16th, 2021 • Impel Neuropharma Inc • Pharmaceutical preparations • California
THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR THE SECURITIES LAWS OF ANY STATE AND, EXCEPT AS SET FORTH IN SECTIONS 6.3 AND 6.4 BELOW, MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED UNLESS AND UNTIL REGISTERED UNDER SAID ACT AND LAWS OR, IN THE OPINION OF LEGAL COUNSEL IN FORM AND SUBSTANCE SATISFACTORY TO THE COMPANY, SUCH OFFER, SALE, PLEDGE OR OTHER TRANSFER IS EXEMPT FROM SUCH REGISTRATION.
FIRST AMENDMENT TO WARRANT TO PURCHASE COMMON STOCKPurchase Common Stock • February 3rd, 2020 • Savara Inc • Pharmaceutical preparations
This First Amendment to Warrant to Purchase Common Stock (this “Amendment”) is entered into as of January 31, 2020, by and between LIFE SCIENCE LOANS II, LLC (“Holder”) and SAVARA INC. a Delaware corporation (“Company”).
WARRANT TO PURCHASE COMMON STOCKPurchase Common Stock • May 7th, 2003 • Irvine Sensors Corp/De/ • Semiconductors & related devices • California
THIS WARRANT CERTIFIES THAT for value received, «HOLDER» or its registered assigns (hereinafter called the “Holder”) is entitled to purchase from Irvine Sensors Corporation (hereinafter called the “Company”), the above referenced number of fully paid and nonassessable shares (the “Shares”) of the Company’s common stock (the “Common Stock”), at the exercise price per Share of $2.00, subject to adjustment as provided for herein (the “Warrant Price”). This Warrant is issued in connection with that certain Subscription Agreement dated as of «ISSUANCE_DATE», by and between the Company and Holder (the “Subscription Agreement”) pursuant to which the Holder purchased units consisting of two (2) shares of Common Stock and a warrant to purchase one (1) share of Common Stock. The exercise of this Warrant shall be subject to the provisions, limitations and restrictions contained herein.
SMARTKEM, INC. (F/K/A PARASOL INVESTMENTS CORP.) PRE-FUNDED WARRANT TO PURCHASE COMMON STOCKPurchase Common Stock • February 24th, 2021 • SmartKem, Inc. • Blank checks • New York
SmartKem, Inc. (f/k/a Parasol Investments Corp.), a company organized under the laws of Delaware (the “Company”), hereby certifies that, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, [HOLDER], the registered holder hereof or its permitted assigns (the “Holder”), is entitled, subject to the terms set forth below, to purchase from the Company, at the Exercise Price (as defined below) then in effect, at any time or times on or after [___] (the “Initial Exercisability Date”), until exercised in full (the “Termination Date”), ______________ (_____________) fully paid non-assessable shares of Common Stock (as defined below), subject to adjustment as provided herein (the “Warrant Shares”). Except as otherwise defined herein, capitalized terms in this Warrant to Purchase Common Stock (including any Pre-Funded Warrants to Purchase Common Stock issued in exchange, transfer or replacement hereof, this “Warrant”), shall have the meanings set for
FIRST AMENDMENT TO WARRANT TO PURCHASE COMMON STOCKPurchase Common Stock • February 3rd, 2020 • Savara Inc • Pharmaceutical preparations
This First Amendment to Warrant to Purchase Common Stock (this “Amendment”) is entered into as of January 31, 2020, by and between SVB FINANCIAL GROUP (“Holder”) and SAVARA INC. a Delaware corporation (“Company”).
OPTION TO PURCHASE COMMON STOCKPurchase Common Stock • January 12th, 2012 • Bitzio, Inc. • Sugar & confectionery products • Nevada
THIS CERTIFIES that, for value received, Jose Rivera (the “Holder”), shall be entitled to acquire from BITZIO, INC., a Nevada corporation (the “Company”), subject to the terms and conditions contained herein, at any time during the period from 9:00 a.m. (Pacific Time) on January 7, 2012 through 5:00 p.m. (Pacific Time) on January 6, 2017 or such earlier date as provided herein (the “Exercise Period”), 500,000 shares (individually, a “Option Share” and collectively, the “Option Shares”) of “Common Stock” (as hereinafter defined), at a purchase price of $0.28 per share (the “Exercise Price”), subject to adjustment from time to time pursuant to the provisions of Section 2. For purposes of this Option, the term “Common Stock” shall mean the $0.001 par value common stock of the Company.
AMENDMENT TO WARRANT TO PURCHASE COMMON STOCKPurchase Common Stock • April 15th, 2014 • Q Therapeutics, Inc. • Pharmaceutical preparations • Delaware
This Amendment to Warrant to Purchase Common Stock (this “Amendment”) dated as of April 4, 2014, is made by and between Q Therapeutics, Inc. (formerly Q Holdings, Inc.), a Delaware corporation (the “Company”), and , (the “Warrant Holder”), and it hereby amends that certain Warrant to Purchase Common Stock of the Company (the “Existing Warrant”) originally issued October 13, 2011, No. QHA- .
MIDWEST ENERGY EMISSIONS CORP. WARRANT TO PURCHASE COMMON STOCKPurchase Common Stock • February 3rd, 2016 • Midwest Energy Emissions Corp. • Measuring & controlling devices, nec • New York
This Warrant has been issued pursuant to the terms of that certain Financing Agreement, dated as of August 14, 2014, as amended by Waiver and Amendment to Financing Agreement, dated as of March 16, 2015, Waiver and Amendment No. 2 to Financing Agreement, dated as of November 16, 2015 and Amendment No. 3 to Financing Agreement, dated as of the Original Issue Date set forth above (collectively, as so amended and as such may be further amended, restated, modified or supplemented from time to time, the "Financing Agreement"), by and among the Company, the Holder and the other parties thereto. Capitalized terms used but not otherwise defined herein shall have the respective meanings ascribed to them in the Financing Agreement.
AMENDMENT TO WARRANT TO PURCHASE COMMON STOCKPurchase Common Stock • March 19th, 2015 • Ekso Bionics Holdings, Inc. • General industrial machinery & equipment, nec • New York
This Amendment to Warrant to Purchase Common Stock (this “Amendment”) is made and entered into effective as of the Effective Date (as defined below) by and between Ekso Bionics Holdings, Inc., a Nevada corporation (the “Company”), and each holder of an Agent Warrant (as defined below) as of the Effective Date (each, a “Holder” and together, the “Holders”). Capitalized terms used but not otherwise defined herein shall have the same meanings as set forth in the Agent Warrants.
AMENDMENT TO WARRANT TO PURCHASE COMMON STOCK OF NAL FINANCIAL GROUP INC.Purchase Common Stock • November 20th, 1997 • Nal Financial Group Inc • Personal credit institutions
WARRANT TO PURCHASE COMMON STOCK OF LIFE SYSTEMS, INC. THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE PURSUANT TO THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), AND MAY NOT BE SOLD, PLEDGED OR...Purchase Common Stock • July 27th, 2001 • Life Systems Corp • Washington
Life Systems, Inc., a Nevada corporation (the "Company"), grants the following rights to Monahan & Biagi, P.L.L.C., having an address at 701 Fifth Avenue, Seattle, WA 98104 ("Holder").
SELECTA BIOSCIENCES, INC. WARRANT TO PURCHASE COMMON STOCKPurchase Common Stock • March 30th, 2016 • Selecta Biosciences Inc • Pharmaceutical preparations • Massachusetts
This Warrant to Purchase Common Stock (this “Warrant”) is issued to or its registered assigns by Selecta Biosciences, Inc., a Delaware corporation (the “Company”). This Warrant is one of several like warrants (collectively, the “Warrants”) being issued in connection with the issuance by the Company to the holder (the “Holder”) of shares of the Company’s Series E Convertible Preferred Stock, $0.0001 par value per share, pursuant to that certain Series E Preferred Stock Purchase Agreement by and among the Company, the Holder and the other parties named therein, dated as of August 27, 2015 (the “Purchase Agreement”). By its acceptance hereof, the Holder hereby agrees to be bound by the terms and conditions of this Warrant.
FIRST AMENDMENT TO WARRANT TO PURCHASE COMMON STOCKPurchase Common Stock • August 25th, 2017 • Pure Bioscience, Inc. • Miscellaneous chemical products • Delaware
This First Amendment (the “Amendment”) to Warrant to Purchase Common Stock (the “Warrant”), is made and entered into effective as of [___________], 2017 (the “Effective Date”), by and between Pure Bioscience, Inc., a Delaware corporation (the “Company”) and the undersigned (the “Warrantholder”). Capitalized terms used but not otherwise defined herein shall have the same meanings as set forth in the Warrant or the Offer to Amend and Exercise (as defined below).
AMENDMENT TO WARRANT TO PURCHASE COMMON STOCKPurchase Common Stock • January 11th, 2016 • Root9B Technologies, Inc. • Services-management consulting services • New York
This Amendment (the “Amendment”) to Warrant to Purchase Common Stock (the “Warrant”), is made and entered into as of the Expiration Date (as defined in this Amendment), by and between root9B Technologies, Inc. (f/k/a Premier Alliance Group, Inc.), a Delaware corporation (the “Company”) and the undersigned (the “Holder”). Capitalized terms used but not otherwise defined herein shall have the same meanings as set forth in the Warrant.
AMENDMENT TO WARRANT TO PURCHASE COMMON STOCKPurchase Common Stock • March 19th, 2015 • Ekso Bionics Holdings, Inc. • General industrial machinery & equipment, nec • New York
This Amendment to Warrant to Purchase Common Stock (this “Amendment”) is made and entered into effective as of the Effective Date (as defined below) by and between Ekso Bionics Holdings, Inc., a Nevada corporation (the “Company”), and each holder of a Bridge Warrant (as defined below) as of the Effective Date (each, a “Holder” and together, the “Holders”). Capitalized terms used but not otherwise defined herein shall have the same meanings as set forth in the Bridge Warrants.
2 3 (d) evidence satisfactory to the Company Board that Grantee is validly and simultaneously exercising the same proportion of the stock option granted to him by TCI Telephony Services, Inc. pursuant to that certain option agreement, dated as of the...Purchase Common Stock • March 28th, 1997 • Tele Communications Inc /Co/ • Telephone communications (no radiotelephone) • Delaware
AMENDMENT NO. 1 TO WARRANT TO PURCHASE COMMON STOCKPurchase Common Stock • September 9th, 2022 • Heart Test Laboratories, Inc. • Orthopedic, prosthetic & surgical appliances & supplies
This AMENDMENT NO. 1 TO WARRANT TO PURCHASE COMMON STOCK (this “Amendment”), dated as of September 8, 2022 (the “Amendment Date”), is by and between Heart Test Laboratories, Inc. (d/b/a HeartSciences), a Texas corporation (the “Company”), and Cavalry Investment Fund, LP (the “Holder”).
AMENDMENT TO WARRANT TO PURCHASE COMMON STOCKPurchase Common Stock • July 8th, 2019 • XpresSpa Group, Inc. • Services-personal services • New York
This Amendment to Warrant to Purchase Common Stock (this “Amendment”), dated as of July 8, 2019, is being entered into by and between XpresSpa Group, Inc. a Delaware corporation (the “Company”) and the Holders identified on the signature pages hereto (the “Holders”).
FIRST AMENDMENT TO WARRANT TO PURCHASE COMMON STOCKPurchase Common Stock • December 11th, 2014 • Ikanos Communications, Inc. • Telephone & telegraph apparatus • Delaware
This First Amendment to Warrant to Purchase Common Stock (the “Amendment”) is dated as of December 10, 2014, by and between Alcatel-Lucent Participations, S.A., (the “Holder”) and Ikanos Communications, Inc. (the “Company”).
APRICUS BIOSCIENCES, INC. AMENDMENT TOPurchase Common Stock • March 23rd, 2018 • Sarissa Capital Management LP • Pharmaceutical preparations • New York
This Amendment to Warrant to Purchase Common Stock (this “Amendment”), dated as of March 21, 2018 (the “Effective Date”), is being entered into by and between Apricus Biosciences, Inc., a Nevada corporation (the “Company”) and Sarissa Capital Offshore Master Fund LP, a Cayman Islands exempted limited partnership (the “Holder”).
