SERIES D COMMON STOCK PURCHASE WARRANT CAPSTONE TURBINE CORPORATIONCAPSTONE TURBINE Corp • September 6th, 2019 • Engines & turbines
THIS SERIES D COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after April 2, 2020 (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on April 2, 2025 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Capstone Turbine Corporation, a Delaware corporation (the “Company”), up to shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • September 6th, 2019 • CAPSTONE TURBINE Corp • Engines & turbines • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of September 4, 2019, between Capstone Turbine Corporation, a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
