0001104659-14-046566 Sample Contracts

PLACEMENT AGENCY AGREEMENT June 11, 2014
Placement Agency Agreement • June 17th, 2014 • Wave Systems Corp • Computer peripheral equipment, nec • Minnesota
SUBSCRIPTION AGREEMENT
Subscription Agreement • June 17th, 2014 • Wave Systems Corp • Computer peripheral equipment, nec • New York

agent, American Stock Transfer & Trust Company, LLC (the “Transfer Agent”) to deliver Investor Shares registered in the Investor’s name and address as set forth in Exhibit A (below) at the Closing. The investor will need to instruct their representative at their broker to receive the shares via DWAC.