Exhibit 4.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this "Agreement") is made and entered into as of May 30, 1997, between Wave Systems Corp., a Delaware corporation (the "Company"), and JNC Opportunity Fund Ltd., a Cayman...Registration Rights Agreement • June 3rd, 1997 • Wave Systems Corp • Computer peripheral equipment, nec • New York
ARTICLE I. DEFINITIONSSecurities Purchase Agreement • August 3rd, 2004 • Wave Systems Corp • Computer peripheral equipment, nec • New York
1 EXHIBIT 4.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this "Agreement") is made and entered into as of October 9, 1997, between Wave Systems Corp., a Delaware corporation (the "Company"), and Combination Inc., a British...Registration Rights Agreement • October 15th, 1997 • Wave Systems Corp • Computer peripheral equipment, nec • New York
RECITALSAsset Purchase Agreement • April 1st, 2002 • Wave Systems Corp • Computer peripheral equipment, nec • Massachusetts
Exhibit 10.3 Dated:19th June 2002 5CT/Z07132/EJL/CRH SHARE PURCHASE AGREEMENT between Redwave plc as Vendor GlobalWave Group plc as Group and Wave Systems Corp. as Purchaser relating to the sale and purchase of the whole issued share capital of...Agreement • March 19th, 2003 • Wave Systems Corp • Computer peripheral equipment, nec
EXHIBIT 4.1 CONVERTIBLE PREFERRED STOCK PURCHASE AGREEMENTStock Purchase Agreement • March 19th, 1998 • Wave Systems Corp • Computer peripheral equipment, nec • New York
EXHIBIT 4.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this "Agreement") is made and entered into as of March 6, 1998, between Wave Systems Corp., a Delaware corporation (the "Company"), and Combination Inc., a British Virgin...Registration Rights Agreement • March 19th, 1998 • Wave Systems Corp • Computer peripheral equipment, nec • New York
1 Exhibit 4.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this "Agreement") is made and entered into as of December 27, 1996, by and among Wave Systems Corp., a Delaware corporation (the "Company"), and JNC Opportunity Fund Ltd.,...Registration Rights Agreement • January 8th, 1997 • Wave Systems Corp • Computer peripheral equipment, nec • New York
EXHIBIT 10.13 STOCK PURCHASE AGREEMENT STOCK PURCHASE AGREEMENT, dated as of February 2, 2001 (this "Agreement"), by and between BIZ INTERACTIVE ZONE, INC., a Delaware corporation (the "Company"), and WAVE SYSTEMS CORP., a Delaware corporation...Stock Purchase Agreement • April 1st, 2002 • Wave Systems Corp • Computer peripheral equipment, nec • Delaware
ARTICLE I DEFINITIONSSecurities Purchase Agreement • February 12th, 2004 • Wave Systems Corp • Computer peripheral equipment, nec • New York
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 18th, 2013 • Wave Systems Corp • Computer peripheral equipment, nec • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of March 12, 2013, between Wave Systems Corp., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
EXHIBIT 10.19 EMPLOYMENT AGREEMENT AGREEMENT made this tenth day of November, 1998, effective as of November 15, 1998 (this "Agreement"), by and between WAVE SYSTEMS CORP., a Delaware corporation, with a principal place of business at 480 Pleasant...Employment Agreement • April 1st, 1999 • Wave Systems Corp • Computer peripheral equipment, nec
REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this "Agreement") is made and entered into as of April 30, 2003, by and among Wave Systems Corp., a Delaware corporation (the "Company"), and the purchasers listed on Schedule I hereto...Registration Rights Agreement • May 7th, 2003 • Wave Systems Corp • Computer peripheral equipment, nec • New York
Exhibit 4.1 CONVERTIBLE PREFERRED STOCK PURCHASE AGREEMENTConvertible Preferred Stock Purchase Agreement • June 3rd, 1997 • Wave Systems Corp • Computer peripheral equipment, nec • New York
Warrant To Purchase Common StockWave Systems Corp • May 27th, 2015 • Computer peripheral equipment, nec • New York
Wave Systems Corp., a company organized under the laws of the Delaware (the "Company"), hereby certifies that, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, [HOLDER], the registered holder hereof or its permitted assigns (the "Holder"), is entitled, subject to the terms set forth below, to purchase from the Company, at the Exercise Price (as defined below) then in effect, at any time or times on or after the Issuance Date, but not after 11:59 p.m., New York time, on the Expiration Date, (as defined below), ______________ (_____________)fully paid nonassessable shares of Class A Common Stock, par value $0.01 per share, of the Company ("Common Stock"), subject to adjustment as provided herein (the "Warrant Shares"). Except as otherwise defined herein, capitalized terms in this Warrant to Purchase Common Stock (including any Warrants to Purchase Common Stock issued in exchange, transfer or replacement hereof, this "Warrant"), shall have
PLACEMENT AGENCY AGREEMENT June 11, 2014Placement Agency Agreement • June 17th, 2014 • Wave Systems Corp • Computer peripheral equipment, nec • Minnesota
Exhibit 10.21 WAVE SYSTEMS CORP. REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this "Agreement") is made as of March 23, 1999 by and among (i) Wave Systems Corp., a Delaware corporation (the "Company"), (ii) each person listed on...Registration Rights Agreement • April 12th, 1999 • Wave Systems Corp • Computer peripheral equipment, nec • Massachusetts
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • March 18th, 2013 • Wave Systems Corp • Computer peripheral equipment, nec
This Registration Rights Agreement (this “Agreement”) is made and entered into as of March 12, 2013, between Wave Systems Corp., a Delaware corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”).
WAVE SYSTEMS CORP. Class A Common Stock (par value $0.01 per share) At Market Issuance Sales AgreementWave Systems Corp • January 30th, 2012 • Computer peripheral equipment, nec • New York
Wave Systems Corp., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with MLV & Co. LLC (“MLV”), as follows:
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 17th, 2005 • Wave Systems Corp • Computer peripheral equipment, nec • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of March 15, 2005, among Wave Systems Corp., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”); and
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • November 25th, 2003 • Wave Systems Corp • Computer peripheral equipment, nec • New York
This Registration Rights Agreement (this “Agreement”) is made and entered into as of November , 2003, among Wave Systems Corp., a Delaware corporation (the “Company”), and the purchasers’ signatory hereto (each such purchaser is a “Purchaser” and all such purchasers are, collectively, the “Purchasers”).
EXHIBIT 99.2 WAVE SYSTEMS CORP. SUBSCRIPTION AGREEMENT Redwave plc Ladies and Gentlemen: Pursuant to a Share Purchase Agreement, dated 19 June, 2002 (the "SHARE PURCHASE Agreement"), between Wave Systems Corp., a Delaware corporation (the "COMPANY"),...Subscription Agreement • September 12th, 2002 • Wave Systems Corp • Computer peripheral equipment, nec • Delaware
LOGO] WAVE SYSTEMS CO-MARKETING AGREEMENTCo-Marketing Agreement • April 1st, 2002 • Wave Systems Corp • Computer peripheral equipment, nec • California
Warrants to Purchase 3,650,000 Shares Wave Systems Corp. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • May 27th, 2015 • Wave Systems Corp • Computer peripheral equipment, nec • New York
Wave Systems Corp., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Roth Capital Partners, LLC (the “Underwriter”) an aggregate of (i) 7,300,000 authorized but unissued shares (the “Firm Shares”) of common stock, par value $0.01 per share (the “Common Stock”), of the Company and (ii) warrants (the “Firm Warrants”) to purchase up to 3,650,000 shares of Common Stock of the Company (the “Firm Warrant Shares”). The Company also proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriter an aggregate of up to (i) 1,095,000 shares of Common Stock (the “Additional Shares”) and/or (ii) warrants (the “Additional Warrants”) to purchase up to 547,500 shares of Common Stock of the Company (the “Additional Warrant Shares” and, together with the Firm Warrant Shares, the “Warrant Shares”), if and to the extent that the Underwriter shall have determined to exercise the right to purchase Addi
EXHIBIT 99.1 Dated 19th June 2002 SHARE PURCHASE AGREEMENT between Redwave plc as vendor GlobalWave Group plc as group and Wave Systems Corp. as purchaser relating to the sale and purchase of the whole issued share capital of GlobalWave Limited and...Share Purchase Agreement • September 12th, 2002 • Wave Systems Corp • Computer peripheral equipment, nec
PLACEMENT AGENCY AGREEMENT July 21, 2009Placement Agency Agreement • July 22nd, 2009 • Wave Systems Corp • Computer peripheral equipment, nec • New York
COMMON STOCK PURCHASE WARRANT To Purchase Shares of Common Stock of Wave Systems Corp.Common Stock Purchase Warrant • February 13th, 2004 • Wave Systems Corp • Computer peripheral equipment, nec
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) CERTIFIES that, for value received, (the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after November , 2003 (the “Initial Exercise Date”) and on or prior to the close of business on the third anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter (the “Exercise Period”), to subscribe for and purchase from Wave Systems Corp., a corporation incorporated in Delaware (the “Company”), up to shares (the “Warrant Shares”) of Common Stock, par value $0.01 per share, of the Company (the “Common Stock”). The purchase price of one share of Common Stock (the “Exercise Price”) under this Warrant shall be $2.62 (1), subject to adjustment hereunder. The Exercise Price and the number of Warrant Shares for which the Warrant is exercisable shall be subject to adjustment as provided herein. Capitalized terms used and not otherwis
FIRST AMENDMENT TO ASSET PURCHASE AGREEMENTAsset Purchase Agreement • April 1st, 2002 • Wave Systems Corp • Computer peripheral equipment, nec
CORPFIN LOGO]Placement Agency Agreement • August 3rd, 2004 • Wave Systems Corp • Computer peripheral equipment, nec • Georgia
SUBSCRIPTION AGREEMENTSubscription Agreement • April 9th, 2009 • Wave Systems Corp • Computer peripheral equipment, nec • New York
If you do not have an existing account at Security Research Associates for settlement by DVP, we will need the following information to be faxed to us along with your signature page to this agreement. Please fax your clearing information to Security Research Associates at (866) 592-8132 (or as a back up 415-925-0264) to establish an account with our clearing broker Wedbush Morgan Securities. Below is what we will need to open your account. A “New Account form” is attached in Exhibit B for your convenience:
EXHIBIT 10.20 JOINT VENTURE AGREEMENT JOINT VENTURE AGREEMENT dated as of October 15, 1999 (this "AGREEMENT"), among WAVEXPRESS, INC., a Delaware corporation (the "COMPANY"), SARNOFF CORPORATION, a New Jersey corporation ("SARNOFF"), and WAVE SYSTEMS...Joint Venture Agreement • June 30th, 2003 • Wave Systems Corp • Computer peripheral equipment, nec • New York
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • December 17th, 2004 • Wave Systems Corp • Computer peripheral equipment, nec • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of December 16, 2004, among Wave Systems Corp., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”); and
COMMON STOCK PURCHASE WARRANTCommon Stock Purchase Warrant • May 27th, 2008 • Wave Systems Corp • Computer peripheral equipment, nec • New York
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, (the “ Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the third anniversary of the date hereof (the “Termination Date”) but not thereafter, to subscribe for and purchase from Wave Systems Corp., a Delaware corporation (the “Company”), up to [ ] shares (the “Warrant Shares”) of Class A Common Stock, par value $0.01 per share, of the Company (the “Common Stock”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is being issued pursuant to the terms of that certain Subscription Agreement, of even date herewith (the “Subscription Agreement”), among the Company and the Holder.
ARTICLE I.Payment and Registration Rights Agreement • July 23rd, 2001 • Wave Systems Corp • Computer peripheral equipment, nec • Delaware
EXECUTION COPY ASSET PURCHASE AGREEMENT This ASSET PURCHASE AGREEMENT (this "Agreement") is dated as of the 31st day of August, 2000, by and between Wave Systems Corp., a Delaware corporation, with a principal place of business at 480 Pleasant St.,...Asset Purchase Agreement • September 15th, 2000 • Wave Systems Corp • Computer peripheral equipment, nec • Massachusetts
