KKR FINANCIAL HOLDINGS LLC, as Issuer, -and- WELLS FARGO BANK, NATIONAL ASSOCIATION, as TrusteeIndenture • January 15th, 2010 • KKR Financial Holdings LLC • Finance services • New York
INDENTURE, dated as of January 15, 2010 (this “Indenture”), between KKR Financial Holdings LLC, a limited liability company duly organized and existing under the laws of the State of Delaware (hereinafter called the “Company”), having its principal executive office located at 555 California Street, San Francisco, California 94104 and Wells Fargo Bank, National Association, a national banking association duly organized and existing under the laws of the United States of America (hereinafter called the “Trustee”).
Underwriting AgreementUnderwriting Agreement • January 15th, 2010 • KKR Financial Holdings LLC • Finance services • New York
KKR Financial Holdings LLC, a Delaware limited liability company (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), $150 million aggregate principal amount of its 7.50% Convertible Senior Notes due 2017 (the “Underwritten Securities”) and, at the option of the Underwriters, up to an additional $22.5 million principal amount of its 7.50% Convertible Senior Notes due 2017 (the “Option Securities”) to cover over-allotments, if any, pursuant to Section 2 hereof. The Underwritten Securities and the Option Securities are herein referred to as the “Securities”. The Securities will be convertible into common shares (the “Underlying Securities”) of the Company, no par value (the “Common Shares”). The Securities will be issued pursuant to an indenture to be dated as of January 15, 2010, as supplemented by a supplemental indenture to be dated as of January 15,
FIRST SUPPLEMENTAL INDENTURE Dated as of January 15, 2010 to INDENTURE Dated as of January 15, 2010Indenture • January 15th, 2010 • KKR Financial Holdings LLC • Finance services • New York
FIRST SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of January 15, 2010, between KKR Financial Holdings LLC, a Delaware limited liability company (the “Company”), and Wells Fargo Bank, National Association, a banking association organized under the laws of the United States, as trustee (the “Trustee”), to the indenture dated as of January 15, 2010, between the Company and the Trustee (as amended or supplemented from time to time in accordance with the terms thereof, the “Original Indenture”).
