CREDIT AGREEMENT Dated as of November 5, 2010 among KFN NR INVESTORS L.P., as the Borrower, The Several Lenders from Time to Time Parties Hereto, JPMORGAN CHASE BANK, N.A., as Administrative Agent, Collateral Agent and Letter of Credit Issuer, BANK OF...Credit Agreement • February 28th, 2011 • KKR Financial Holdings LLC • Finance services • London
CREDIT AGREEMENT, dated as of November 5, 2010, among KFN NR INVESTORS L.P., a Delaware limited partnership (the “Borrower”), (such terms and each other capitalized term used but not defined in this preamble having the meaning provided in Section 1), the banks, financial institutions and other lending institutions from time to time parties as lenders hereto (each a “Lender” and, collectively, the “Lenders”), JPMORGAN CHASE BANK, N.A., as Administrative Agent, Collateral Agent and Letter of Credit Issuer, each other Letter of Credit Issuer from time to time party hereto, BANK OF AMERICA, N.A., as syndication agent (in such capacity, the “Syndication Agent”), and BANK OF MONTREAL as documentation agent (in such capacity, the “Documentation Agent”).
CREDIT AGREEMENT Dated as of November 30, 2012 among KKR FINANCIAL HOLDINGS LLC as the Borrower CITIBANK, N.A. as Administrative Agent and CITIBANK, N.A. as Swingline Lender and Issuing Bank and The Other Lenders Party Hereto and CITIGROUP GLOBAL...Credit Agreement • December 5th, 2012 • KKR Financial Holdings LLC • Finance services • New York
This CREDIT AGREEMENT (this “Agreement”) is entered into as of November 30, 2012, among KKR FINANCIAL HOLDINGS LLC, a Delaware limited liability company (the “Borrower”); each lender from time to time party hereto (collectively, the “Lenders” and individually, a “Lender”); CITIBANK, N.A., as Swingline Lender and Issuing Bank; and CITIBANK, N.A., as Administrative Agent.
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • July 23rd, 2007 • KKR Financial Holdings LLC • Real estate investment trusts • New York
THIS REGISTRATION RIGHTS AGREEMENT (the “Agreement”) is made and entered into as of July 23, 2007, by and among KKR Financial Holdings LLC, a limited liability company organized under the laws of the State of Delaware (the “Company”), KKR Financial Corp., a Maryland Corporation (the “Guarantor”), and Citigroup Global Markets Inc., a New York corporation (the “Initial Purchaser”).
KKR FINANCIAL HOLDINGS LLC, as Issuer, -and- WELLS FARGO BANK, NATIONAL ASSOCIATION, as TrusteeIndenture • June 28th, 2013 • KKR Financial Holdings LLC • Finance services • New York
INDENTURE, dated as of [ ], [ ] (this “Indenture”), between KKR Financial Holdings LLC, a limited liability company duly organized and existing under the laws of the State of Delaware (hereinafter called the “Company”), having its principal executive office located at 555 California Street, San Francisco, California 94104 and Wells Fargo Bank, National Association, a national banking association duly organized and existing under the laws of the United States of America (hereinafter called the “Trustee”).
AMENDED AND RESTATED MANAGEMENT AGREEMENTManagement Agreement • May 4th, 2007 • KKR Financial Holdings LLC • Real estate investment trusts • New York
THIS AMENDED AND RESTATED MANAGEMENT AGREEMENT is entered into as of May 4, 2007 by and among KKR FINANCIAL HOLDINGS LLC., a Delaware limited liability company (the “Company”), KKR FINANCIAL CORP., a Maryland corporation (“KKR Corp.”), and KKR FINANCIAL ADVISORS LLC, a Delaware limited liability company (together with its permitted assignees, the “Manager”).
KKR FINANCIAL HOLDINGS LLC, as Issuer, -and- WILMINGTON TRUST, NATIONAL ASSOCIATION, as TrusteeIndenture • November 15th, 2011 • KKR Financial Holdings LLC • Finance services • New York
INDENTURE, dated as of November 15, 2011 (this “Indenture”), between KKR Financial Holdings LLC, a limited liability company duly organized and existing under the laws of the State of Delaware (hereinafter called the “Company”), having its principal executive office located at 555 California Street, San Francisco, California 94104 and Wilmington Trust, National Association, a national banking association duly organized and existing under the laws of the United States of America (hereinafter called the “Trustee”).
CREDIT AGREEMENT Dated as of May 3, 2010 among KKR FINANCIAL HOLDINGS LLC and THE SUBSIDIARIES OF KKR FINANCIAL HOLDINGS LLC PARTIES HERETO as the Borrowers, CITIBANK, N.A., as Administrative Agent CITIBANK, N.A., as Swingline Lender and Issuing Bank...Credit Agreement • August 4th, 2010 • KKR Financial Holdings LLC • Finance services • New York
This CREDIT AGREEMENT (this “Agreement”) is entered into as of May 3, 2010, among KKR FINANCIAL HOLDINGS LLC, a Delaware limited liability company (“KKR Financial”); KKR FINANCIAL HOLDINGS II, LLC, a Delaware limited liability company (“KKR Holdings II”); KKR FINANCIAL HOLDINGS III, LLC, a Delaware limited liability company (“KKR Holdings III”); KKR FINANCIAL HOLDINGS, INC., a Delaware corporation (“KKR Holdings”); KKR FINANCIAL HOLDINGS, LTD., a Cayman Islands company (“KKR Holdings LTD”); KKR TRS HOLDINGS, LTD., a Cayman Islands company (“KKR TRS LTD”); KKR FINANCIAL CLO 2009-1, LTD., a Cayman Islands company (“KKR CLO 2009”); KFH III HOLDINGS LTD., a Cayman Islands company (“KFH III”); and any other Borrower from time to time party hereto; each lender from time to time party hereto (collectively, the “Lenders” and individually, a “Lender”); CITIBANK, N.A., as Swingline Lender and Issuing Bank; and CITIBANK, N.A., as Administrative Agent.
SECOND SUPPLEMENTAL INDENTURE Dated as of March 20, 2012 to INDENTURE Dated as of November 15, 2011Indenture • March 20th, 2012 • KKR Financial Holdings LLC • Finance services • New York
SECOND SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of March 20, 2012, among KKR Financial Holdings LLC, a Delaware limited liability company (the “Company”), Wilmington Trust, National Association, a banking association duly organized and existing under the laws of the United States of America, as trustee (the “Trustee”), and Citibank, N.A., a banking association duly organized and existing under the laws of the United States of America, as Authenticating Agent, Paying Agent and Security Registrar, to the indenture dated as of November 15, 2011 between the Company and the Trustee (as amended or supplemented from time to time in accordance with the terms thereof, the “Original Indenture”).
AMENDED AND RESTATED OPERATING AGREEMENT OF KKR FINANCIAL HOLDINGS LLC Dated as of May 3, 2007 As amended May 7, 2009Operating Agreement • August 6th, 2009 • KKR Financial Holdings LLC • Finance services • Delaware
This AMENDED AND RESTATED OPERATING AGREEMENT (the “Agreement”) shall be effective as of the 3rd day of May, 2007, was amended effective as of the 24th day of March, 2009 and is entered into by KKR Financial Advisors LLC, a Delaware limited liability company (the “Manager”), together with KKR Financial Corp., a Maryland corporation (“KKR Financial Corp.”), any other Persons who are or hereafter become Members in KKR Financial Holdings LLC or parties hereto as provided herein. The Members hereby agree to the amendment and restatement of the Operating Agreement, dated as of January 17, 2007 (the “Original Agreement”), as set forth herein. Capitalized terms used in this Agreement without definition shall have the respective meanings specified in Section 1.10 and, unless otherwise specified, article and section references used herein refer to Articles and Sections of this Agreement.
7.000% Convertible Senior Notes due 2012Indenture • July 23rd, 2007 • KKR Financial Holdings LLC • Real estate investment trusts • New York
INDENTURE, dated as of July 23, 2007, between KKR Financial Holdings LLC, a Delaware limited liability company (hereinafter called the “Issuer”), KKR Financial Corp., a Maryland corporation (hereinafter call the “Guarantor”), and Wells Fargo Bank, N.A., a banking association organized under the laws of the United States, as trustee hereunder (hereinafter called the “Trustee”).
KKR FINANCIAL HOLDINGS LLC Underwriting AgreementUnderwriting Agreement • March 20th, 2012 • KKR Financial Holdings LLC • Finance services • New York
KKR Financial Holdings LLC, a Delaware limited liability company (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), $100,000,000 aggregate principal amount of its 7.500% Senior Notes due 2042 (the “Underwritten Securities”) and, at the option of the Underwriters, up to an additional $15,000,000 aggregate principal amount of its 7.500% Senior Notes due 2042 (the “Option Securities”) to cover over-allotments, if any, pursuant to Section 2 hereof. The Underwritten Securities and the Option Securities are herein referred to as the “Securities”. The Securities will be issued pursuant to an indenture dated as of November 15, 2011, as
KKR FINANCIAL HOLDINGS LLC 18,000,000 Common Shares, no par value Underwriting AgreementUnderwriting Agreement • December 10th, 2010 • KKR Financial Holdings LLC • Finance services • New York
KKR Financial Holdings LLC, a Delaware limited liability company (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representative (the “Representative”), an aggregate of 18,000,000 common shares, no par value, representing limited liability company interests in the Company (the “Underwritten Securities”) and, at the option of the Underwriters, up to an additional 2,700,000 common shares, no par value, representing limited liability company interests in the Company (the “Option Securities”) to cover over-allotments, if any, pursuant to Section 2 hereof. The Underwritten Securities and the Option Securities are herein referred to as the “Securities”. The common shares, no par value, representing limited liability company interests in the Company to be outstanding after giving effect to the sale of the Securities are referred to herein as the “Common Shares” and all the common shares issued
FORM OF RESTRICTED SHARE AWARD AGREEMENTRestricted Share Award Agreement • February 28th, 2008 • KKR Financial Holdings LLC • Finance services • New York
THIS AGREEMENT (the "Agreement") is made, effective as of (the "Date of Grant"), between KKR Financial Holdings LLC, a Delaware limited liability company (hereinafter called the "Company"), and (hereinafter called the "Participant").
FIRST OMNIBUS AMENDMENT TO CREDIT AGREEMENTSKKR Financial Holdings LLC • August 4th, 2011 • Finance services
This FIRST OMNIBUS AMENDMENT TO CREDIT AGREEMENTS (this “Amendment”) dated as of May 13, 2011, is among KKR NR Investors I L.P., KFN NR Investors L.P., and KKR NR Investors I-A L.P., each individually as a borrower (each, a “Borrower”), the Lenders under each of the Credit Agreements described below that are party hereto (including Morgan Stanley Bank, N.A. (“New Lender”), which joins each Credit Agreement effective as of the Amendment Effective Date by its execution of this Amendment pursuant to Section 4 hereof), JPMorgan Chase Bank, N.A., as administrative agent and collateral agent under each of the Credit Agreements described below (in such capacities under each Credit Agreement, the “Administrative Agent”) for the Lenders, and JPMorgan Chase Bank, N.A., as letter of credit issuing bank under each of the Credit Agreements described below (in such capacities under each Credit Agreement, the “Issuer”).
FIRST SUPPLEMENTAL INDENTURE Dated as of March 30, 2017 Supplementing that Certain INDENTURE Dated as of March 30, 2017 Among KKR FINANCIAL HOLDINGS LLC, and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee 5.50% Senior Notes due 2032First Supplemental Indenture • March 30th, 2017 • KKR Financial Holdings LLC • Finance services • New York
This First Supplemental Indenture, dated as of March 30, 2017 (the “First Supplemental Indenture”), among KKR Financial Holdings LLC, a limited liability company duly organized and existing under the laws of the State of Delaware, having its principal office at 555 California Street, 50th Floor, San Francisco, California 94104 (the “Company) and The Bank of New York Mellon Trust Company, N.A., as Trustee under the Base Indenture (as hereinafter defined) and hereunder (the “Trustee”), supplements that certain Indenture, dated as of March 30, 2017, among the Company and the Trustee (the “Base Indenture” and subject to Section 1.3 hereof, together with this First Supplemental Indenture, the “Indenture”).
AGREEMENT AND PLAN OF MERGERExhibit 2 Agreement and Plan of Merger • February 9th, 2007 • KKR Financial Holdings LLC • Maryland
AGREEMENT AND PLAN OF MERGER (this "Agreement"), dated as of February 9, 2007, among KKR Financial Corp., a Maryland corporation (the "Corporation"), KKR Financial Holdings LLC, a Delaware limited liability company and a wholly-owned subsidiary of the Corporation (the "LLC"), and KKR Financial Merger Corp., a Maryland corporation and wholly-owned subsidiary of the LLC (the "Merger Corp.").
KKR FINANCIAL ADVISORS LLCManagement Agreement • November 9th, 2016 • KKR Financial Holdings LLC • Finance services
Reference is hereby made to the Amended and Restated Management Agreement (as amended through the date hereof, the “Management Agreement”) dated as of May 4, 2007 among KKR Financial Holdings LLC, a Delaware limited liability company (the “Company”), KKR Financial Corp., a Maryland corporation, and KKR Financial Advisors LLC, a Delaware limited liability company (the “Manager”). Capitalized terms used herein and not defined herein shall have the meaning set forth in the Management Agreement, as applicable.
CONSENT AND AMENDMENT NO. 2 TO CREDIT AGREEMENTCredit Agreement • January 11th, 2010 • KKR Financial Holdings LLC • Finance services
This CONSENT AND AMENDMENT NO. 2 (this “Amendment No. 2”), dated as of January 11, 2010, to the Existing Credit Agreement referenced below, is entered into by and among: (i) KKR FINANCIAL HOLDINGS LLC, a Delaware limited liability company (“KKR Financial”), KKR TRS HOLDINGS, LTD., a Cayman Islands company (“KKR TRS LTD”), KKR FINANCIAL HOLDINGS II, LLC, a Delaware limited liability company (“KKR Holdings II”), KKR FINANCIAL HOLDINGS III, LLC, a Delaware limited liability company (“KKRHoldings III”), KKR FINANCIAL HOLDINGS, INC., a Delaware corporation (“KKR Holdings”), KKR FINANCIAL HOLDINGS, LTD., a Cayman Islands company (“KKR Holdings LTD”), and KKR FINANCIAL CLO 2009-1, LTD., a Cayman Islands company (“KKR CLO 2009-1”, and collectively with KKR Financial, KKR TRS LTD, KKR Holdings II, KKR Holdings III, KKR Holdings and KKR Holdings LTD, the “KKR Entities” and each, individually, a “KKR Entity”), as Borrowers, (ii) BANK OF AMERICA, N.A., a national banking association (together with
AMENDMENT NO. 4 TO THE AMENDED AND RESTATED OPERATING AGREEMENT OF KKR FINANCIAL HOLDINGS LLCOperating Agreement • November 12th, 2015 • KKR Financial Holdings LLC • Finance services • Delaware
This Amendment No. 4 (this “Amendment”) to the Amended and Restated Operating Agreement of KKR Financial Holdings LLC, a Delaware limited liability company (the “Company”), is made as of November 6, 2015. Capitalized terms used herein and not otherwise defined are used as defined in the Current Agreement (as defined below).
SECOND AMENDMENT AGREEMENTSecond Amendment Agreement • February 28th, 2013 • KKR Financial Holdings LLC • Finance services • New York
THIS SECOND AMENDMENT AGREEMENT (this “Second Amendment Agreement”) is entered into this 27th day of February, 2013 between KKR Financial Holdings LLC, a Delaware limited liability company (the “Company”) and KKR Financial Advisors LLC, a Delaware limited liability company (together with its permitted assignees, the “Manager”).
AMENDED AND RESTATED TRADEMARK LICENSE AGREEMENTTrademark License Agreement • May 4th, 2007 • KKR Financial Holdings LLC • Real estate investment trusts • New York
This AMENDED AND RESTATED TRADEMARK LICENSE AGREEMENT (“Agreement”) is effective as of the 4thth day of May, 2007 (“Effective Date”) among Kohlberg Kravis Roberts & Co. L.P. (the “Licensor”), KKR Financial Corp., a corporation organized under the laws of the State of Maryland (“KKR Financial Corp.”) and KKR Financial Holdings LLC, a limited liability company organized under the laws of the State of Delaware (“Licensee”).
REVOLVING CREDIT AGREEMENT November 10, 2008Revolving Credit Agreement • November 12th, 2008 • KKR Financial Holdings LLC • Finance services • New York
Subject to the terms of conditions of this Revolving Credit Agreement (this “Agreement”), each Lender listed on Schedule 1 hereto (each, a “Lender” and collectively, the “Lenders”) severally agrees to make advances in U.S. Dollars or any Alternative Currency (as defined below) (each, an “Advance” and collectively, the “Advances”) on a revolving basis to the parties listed on Schedule 2 hereto (each, a “Borrower” and collectively, the “Borrowers”), ratably in accordance with its Commitment Percentage in an aggregate principal amount at any time outstanding not to exceed such Lender’s Commitment plus such Lender’s Commitment Percentage of the PIK Amount. Amounts borrowed under the Commitments may be prepaid and reborrowed from time to time in accordance with the terms of this Agreement.
AMENDMENT NO. 1 dated as of August 5, 2009 to CREDIT AGREEMENTCredit Agreement • August 6th, 2009 • KKR Financial Holdings LLC • Finance services
This AMENDMENT NO. 1 (this “Amendment No. 1”), dated as of August 5, 2009, to the Original Credit Agreement referenced below and the Original Security Agreement referenced below, is entered into by and among (i) KKR FINANCIAL HOLDINGS LLC, a Delaware limited liability company (“KKR Financial”), KKR TRS HOLDINGS, LTD., a Cayman Islands company (“KKR TRS LTD”), KKR FINANCIAL HOLDINGS II, LLC, a Delaware limited liability company (“KKR Holdings II”), KKR FINANCIAL HOLDINGS III, LLC, a Delaware limited liability company (“KKR Holdings III”), KKR FINANCIAL HOLDINGS, INC., a Delaware corporation (“KKR Holdings”), KKR FINANCIAL HOLDINGS, LTD., a Cayman Islands company (“KKR Holdings LTD”), and KKR FINANCIAL CLO 2009-1, LTD., a Cayman Islands company (“KKR CLO 2009-1”, and collectively with KKR Financial, KKR TRS LTD, KKR Holdings II, KKR Holdings III, KKR Holdings and KKR Holdings LTD, the “KKR Entities” and each, individually, a “KKR Entity”), as Borrowers, (ii) BANK OF AMERICA, N.A., a nati
FORM OF SHARE SUBSCRIPTION AGREEMENT by and between KKR FINANCIAL HOLDINGS LLC and the Party Signatory Hereto Dated as of August 20, 2007Share Subscription Agreement • August 20th, 2007 • KKR Financial Holdings LLC • Real estate investment trusts • New York
SHARE SUBSCRIPTION AGREEMENT dated as of August 20, 2007 (this “Agreement”) between KKR Financial Holdings LLC, a Delaware limited liability company (the “Company”) and the party signatory hereto (the “Purchaser”).
FORM OF INDEMNIFICATION AGREEMENTForm of Indemnification Agreement • May 30th, 2014 • KKR Financial Holdings LLC • Finance services • Delaware
This Indemnification Agreement is dated as of , 2014 (this “Agreement”) and is by and among KKR Financial Holdings LLC, a Delaware limited liability company (the “Company”) and (the “Indemnitee”).
FIRST SUPPLEMENTAL INDENTURE Dated as of January 15, 2010 to INDENTURE Dated as of January 15, 2010Indenture • January 15th, 2010 • KKR Financial Holdings LLC • Finance services • New York
FIRST SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of January 15, 2010, between KKR Financial Holdings LLC, a Delaware limited liability company (the “Company”), and Wells Fargo Bank, National Association, a banking association organized under the laws of the United States, as trustee (the “Trustee”), to the indenture dated as of January 15, 2010, between the Company and the Trustee (as amended or supplemented from time to time in accordance with the terms thereof, the “Original Indenture”).
RESTRICTED SHARE AWARD AGREEMENT (Non-Employee Director)Restricted Share Award Agreement • May 4th, 2007 • KKR Financial Holdings LLC • Real estate investment trusts • New York
THIS AGREEMENT (the “Agreement”) is made, effective as of the <<DATE>> (the “Date of Grant”), between KKR Financial Holdings LLC, a Delaware limited liability company (hereinafter called the “Company”), and <<NAME>> (hereinafter called the “Participant”).
AMENDMENT NO. 2 TO THE AMENDED AND RESTATED OPERATING AGREEMENT OF KKR FINANCIAL HOLDINGS LLCOperating Agreement • January 11th, 2013 • KKR Financial Holdings LLC • Finance services • Delaware
This Amendment No. 2 (this “Amendment”) to the Amended and Restated Operating Agreement of KKR Financial Holdings, LLC, a Delaware limited liability company (the “Company”), is made as of January 10, 2013. Capitalized terms used herein and not otherwise defined are used as defined in the Current Agreement (as defined below).
CREDIT AGREEMENT Dated as of November 5, 2010 among KFN NR INVESTORS L.P., as the Borrower, The Several Lenders from Time to Time Parties Hereto, JPMORGAN CHASE BANK, N.A., as Administrative Agent, Collateral Agent and Letter of Credit Issuer, BANK OF...Security Agreement • May 2nd, 2011 • KKR Financial Holdings LLC • Finance services • New York
CREDIT AGREEMENT, dated as of November 5, 2010, among KFN NR INVESTORS L.P., a Delaware limited partnership (the “Borrower”), (such terms and each other capitalized term used but not defined in this preamble having the meaning provided in Section 1), the banks, financial institutions and other lending institutions from time to time parties as lenders hereto (each a “Lender” and, collectively, the “Lenders”), JPMORGAN CHASE BANK, N.A., as Administrative Agent, Collateral Agent and Letter of Credit Issuer, each other Letter of Credit Issuer from time to time party hereto, BANK OF AMERICA, N.A., as syndication agent (in such capacity, the “Syndication Agent”), and BANK OF MONTREAL as documentation agent (in such capacity, the “Documentation Agent”).
AMENDMENT NO. 1 TO THE AMENDED AND RESTATED OPERATING AGREEMENT OF KKR FINANCIAL HOLDINGS LLCOperating Agreement • March 1st, 2010 • KKR Financial Holdings LLC • Finance services • Delaware
This AMENDMENT NO. 1 (this "Amendment") to the Amended and Restated Operating Agreement, dated as of May 3, 2007 and amended as of May 7, 2009 (the "Operating Agreement"), of KKR Financial Holdings LLC, a Delaware limited liability company (the "Company"), is made as of February 28, 2010. Each of the capitalized terms used herein that is not otherwise defined herein shall have the meaning ascribed thereto under the Operating Agreement.
KKR FINANCIAL ADVISORS LLCManagement Agreement • March 2nd, 2009 • KKR Financial Holdings LLC • Finance services
Reference is made to the Amended and Restated Management Agreement, dated as of May 4, 2007, by and among KKR Financial Holdings LLC, a Delaware limited liability company (the “Company”), KKR Financial Corp., a Maryland corporation, and KKR Financial Advisors LLC, a Delaware limited liability company (the “Manager”), as amended June 15, 2007 (the “Management Agreement”). Capitalized terms used but not defined in this letter agreement shall have the meanings ascribed to them in the Management Agreement.
KKR FINANCIAL ADVISORS LLCManagement Agreement • May 11th, 2017 • KKR Financial Holdings LLC • Finance services
Reference is hereby made to the Amended and Restated Management Agreement (as amended through the date hereof, the “Management Agreement”) dated as of May 4, 2007 among KKR Financial Holdings LLC, a Delaware limited liability company (the “Company”), KKR Financial Corp., a Maryland corporation, and KKR Financial Advisors LLC, a Delaware limited liability company (the “Manager”). Capitalized terms used herein and not defined herein shall have the meaning set forth in the Management Agreement, as applicable.
SECOND AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENTCredit Agreement • February 28th, 2008 • KKR Financial Holdings LLC • Finance services • New York
THIS SECOND AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT (this "Amendment") dated as of August 14, 2007, by and among (i) KKR FINANCIAL HOLDINGS LLC, a Delaware limited liability company ("KKR Financial"), KKR FINANCIAL CORP., a Maryland corporation ("KKR Financial Corp.") KKR TRS HOLDINGS, INC., a Delaware corporation ("KKR TRS"), KKR TRS HOLDINGS, LTD., a Cayman Islands company ("KKR TRS LTD"), KKR FINANCIAL HOLDINGS II, LLC, a Delaware limited liability company ("KKR Holdings II"), KKR FINANCIAL HOLDINGS III, LLC, a Delaware limited liability company ("KKR Holdings III"), KKR FINANCIAL HOLDINGS, INC., a Delaware corporation ("KKR Holdings"), and KKR FINANCIAL HOLDINGS, LTD., a Cayman Islands company ("KKR Holdings LTD," and collectively with KKR Financial, KKR Financial Corp., KKR TRS, KKR TRS LTD, KKR Holdings II, KKR Holdings III and KKR Holdings, the "Borrowers" and each, individually, a "Borrower"), (ii) each lender party hereto (collectively, the "Lenders" and indi
AGREEMENT AND PLAN OF MERGER by and among KKR & CO. L.P. KKR FUND HOLDINGS L.P., COPAL MERGER SUB LLC and KKR FINANCIAL HOLDINGS LLC Dated as of December 16, 2013Agreement and Plan of Merger • December 16th, 2013 • KKR Financial Holdings LLC • Finance services • Delaware
This Agreement and Plan of Merger (this “Agreement”) is made and entered into as of December 16, 2013, by and among KKR & Co. L.P., a Delaware limited partnership (“Parent”), KKR Fund Holdings L.P., an exempted limited partnership formed under the laws of the Cayman Islands (“Fund Holdings”), Copal Merger Sub LLC, a Delaware limited liability company (“Merger Sub” and, taken together with Fund Holdings and Parent, the “Parent Parties”), and KKR Financial Holdings LLC, a Delaware limited liability company (the “Company” and, together with the Parent Parties, the “parties”).
13,000,000 Shares KKR FINANCIAL HOLDINGS LLC Underwriting AgreementUnderwriting Agreement • January 11th, 2013 • KKR Financial Holdings LLC • Finance services • New York
KKR Financial Holdings LLC, a Delaware limited liability company (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of 13,000,000 shares of the Company’s 7.375% Series A LLC Preferred Shares, no par value, representing preferred limited liability company interests in the Company (the “Underwritten Securities”) and, at the option of the Underwriters, up to an additional 1,950,000 shares
