PUBLIC OFFERING UNDERWRITING AGREEMENT NEOSTEM, INC. Units Consisting of Common stock and Warrants ($0.001 par value) _______, 2007 FOR DISCUSSION PURPOSES ONLYNeoStem, Inc. • July 10th, 2007 • Services-misc health & allied services, nec • New York
NEOSTEM, INC., a Delaware corporation (the “Company”) hereby confirms its agreement with Mercer Capital Ltd., (the “Underwriter”) regarding the participation by the Underwriter in the Public Offering (hereinafter defined), and agrees, as follows:
WARRANT AGREEMENTWarrant Agreement • July 10th, 2007 • NeoStem, Inc. • Services-misc health & allied services, nec • New York
THIS AGREEMENT, made as of July __, 2007 between NeoStem, Inc., a Delaware corporation, with offices at 420 Lexington Avenue, Suite 450, New York, New York 10170 (“Company”), and Continental Stock Transfer & Trust Company, a New York corporation, with offices at 17 Battery Place, New York, New York 10004 (“Warrant Agent”).
May 22, 2007NeoStem, Inc. • July 10th, 2007 • Services-misc health & allied services, nec
ContractLetter Agreement • July 10th, 2007 • NeoStem, Inc. • Services-misc health & allied services, nec
This letter agreement shall describe the basic terms of our mutual understanding pursuant to which DC Associates (“DC”) will license to NeoStem, and its successors (“NeoStem”) executive office space and related services pursuant to its rights to do so under its lease with the landlord for the subject premises.
UNDERWRITER’S WARRANT AGREEMENT’s Warrant Agreement • July 10th, 2007 • NeoStem, Inc. • Services-misc health & allied services, nec • New York
THIS AGREEMENT, made as of July , 2007 between NeoStem, Inc., a Delaware corporation, with offices at 420 Lexington Avenue, Suite 450, New York, New York 10170 (“Company”), and Mercer Capital Ltd., a , with offices at 40 Wall Street, 31st Floor, New York, NY 10005 (“Underwriter”).
