FORM OF COMMON STOCK PURCHASE WARRANTSigma Labs, Inc. • February 21st, 2017 • Miscellaneous manufacturing industries • New York
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the fifth year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Sigma Labs Inc., a Nevada corporation (the “Company”), up to [•] shares (as subject to adjustment hereunder, the “Warrant Shares”) of Company common stock, par value $0.001 per share (the “Common Stock”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
UNDERWRITING AGREEMENT between SIGMA LABS, INC. and DAWSON JAMES SECURITIES, INC., as Representative of the Several UnderwritersUnderwriting Agreement • February 21st, 2017 • Sigma Labs, Inc. • Miscellaneous manufacturing industries • New York
The undersigned, Sigma Labs, Inc., a corporation formed under the laws of the State of Nevada (the “Company”), hereby confirms its agreement (this “Agreement”) with Dawson James Securities, Inc. (the “Representative”) and with the other underwriters, if any, named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters, if any, being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • February 21st, 2017 • Sigma Labs, Inc. • Miscellaneous manufacturing industries • Nevada
WARRANT AGENCY AGREEMENT, dated as of February 15, 2017 (“Agreement”), between Sigma Labs, Inc., a Nevada corporation (the “Company”) and Interwest Transfer Company, Inc. (the “Warrant Agent”).
EMPLOYMENT AGREEMENTEmployment Agreement • February 21st, 2017 • Sigma Labs, Inc. • Miscellaneous manufacturing industries • New Mexico
This EMPLOYMENT AGREEMENT (this “Agreement”) is entered into effective as of the Closing (as defined below) by and between Sigma Labs, Inc., a Nevada corporation (the “Company”), and Mark J. Cola (the “Executive”).
