0001047469-16-010576 Sample Contracts

CREDIT AGREEMENT among ITG INC., as Borrower, INVESTMENT TECHNOLOGY GROUP, INC. as Guarantor, The Several Lenders from Time to Time Parties Hereto, BANK OF AMERICA, N.A., and BANK OF MONTREAL, as Syndication Agents, and JPMORGAN CHASE BANK, N.A., as...

Credit Agreement • February 29th, 2016 • Investment Technology Group, Inc. • Security brokers, dealers & flotation companies

• Contract Type
  Credit Agreement
• Filed
  February 29th, 2016
• Company
  Investment Technology Group, Inc.
• Industry
  Security brokers, dealers & flotation companies

INVESTMENT TECHNOLOGY GROUP, INC. STOCK UNIT GRANT AGREEMENT

Stock Unit Grant Agreement • February 29th, 2016 • Investment Technology Group, Inc. • Security brokers, dealers & flotation companies

• Contract Type
  Stock Unit Grant Agreement
• Filed
  February 29th, 2016
• Company
  Investment Technology Group, Inc.
• Industry
  Security brokers, dealers & flotation companies

THIS GRANT AGREEMENT, dated as of October 19, 2015 (the “Date of Grant”), is entered into by and between Investment Technology Group, Inc. (the “Company”), a Delaware corporation, and R. Jarrett Lilien, currently an employee of the Company (the “Employee”).

STOCK PURCHASE AGREEMENT dated as of November 5, 2015 by and among INVESTMENT TECHNOLOGY GROUP, INC., ITG GLOBAL TRADING INCORPORATED, ITG SOLUTIONS NETWORK, INC., ITG INVESTMENT RESEARCH, INC., KRATOS U.S., INC. and KRATOS ENERGY RESEARCH CANADA INC.

Stock Purchase Agreement • February 29th, 2016 • Investment Technology Group, Inc. • Security brokers, dealers & flotation companies • New York

• Contract Type
  Stock Purchase Agreement
• Filed
  February 29th, 2016
• Company
  Investment Technology Group, Inc.
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  New York

This STOCK PURCHASE AGREEMENT, dated as of November 5, 2015 (the “Agreement Date”), is made by and between Investment Technology Group, Inc., a Delaware corporation (“Seller Parent”), ITG Global Trading Incorporated, a Delaware corporation and a wholly owned subsidiary of Seller Parent (“Global Trading”), ITG Solutions Network, Inc., a Delaware corporation and a wholly owned subsidiary of Seller Parent (“Solutions Network” and, together with Global Trading, the “Sellers”), ITG Investment Research, Inc., a Delaware corporation and a wholly owned subsidiary of Solutions Network (“Investment Research” and, together with Sellers and Seller Parent, the “Seller Parties”), Kratos U.S., Inc., a Delaware corporation (“U.S. Buyer”) and Kratos Energy Research Canada Inc., a corporation organized under the laws of British Columbia (“Canadian Buyer” and together with U.S. Buyer, “Buyer”).