SHAREHOLDER SERVICING AGREEMENTShareholder Servicing Agreement • February 29th, 2008 • Waddell & Reed Financial Inc • Security brokers, dealers & flotation companies • Kansas
THIS AGREEMENT, as amended and restated April 1, 1996, between W&R FUNDS, INC., (the “Company”), and Waddell & Reed Services Company (the “Agent”), and further amended August 22, 2001,
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • February 29th, 2008 • Waddell & Reed Financial Inc • Security brokers, dealers & flotation companies
This Agreement, originally made the 1st day of July, 1990, by and between W&R TARGET FUNDS, INC., f.k.a. TMK/United Funds, Inc., (hereinafter called “Corporation”) and Waddell & Reed, Inc. (“W&R”), and assigned to WADDELL & REED INVESTMENT MANAGEMENT COMPANY (“WRIMCO”) on January 8, 1992, and amended and restated as of August 21, 2002, has been approved, annually, by the Board of Directors, including separate approval by the Disinterested Directors, as prescribed by Section 15(c) of the Investment Company Act of 1940, as amended (“1940 Act”), and is hereby further amended and effective November 9, 2005.
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • February 29th, 2008 • Waddell & Reed Financial Inc • Security brokers, dealers & flotation companies
THIS AGREEMENT, originally made the 9th day of March, 1995, by and between WADDELL & REED ADVISORS ASSET STRATEGY FUND, INC., (f/k/a United Asset Strategy Fund, Inc.) (“Fund”), and WADDELL & REED INVESTMENT MANAGEMENT COMPANY (“WRIMCO”), and hereby amended and restated effective November 9, 2005, has been approved, annually, by the Board of Directors, including separate approval by the Disinterested Directors, as prescribed by Section 15(c) of the Investment Company Act of 1940, as amended (“1940 Act”).
AMENDMENT TO PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • February 29th, 2008 • Waddell & Reed Financial Inc • Security brokers, dealers & flotation companies
This Amendment (“Amendment”) is made as of July 24, 2002 between Waddell & Reed Advisors Asset Strategy Fund, Inc. (the “Fund”), an open-end investment management company registered under the Investment Company Act of 1940, and Waddell & Reed, Inc. (“W&R”), the Fund’s Principal Underwriter. The parties hereby amend the Principal Underwriting Agreement dated as of March 9, 1995 (“Agreement”), as set forth below. Unless otherwise provided, capitalized terms used herein shall have the same meanings given to such terms in the Agreement.
Target Funds Participation Agreement (Excludes Products Sold Through W&R Distribution System)Target Funds Participation Agreement • February 29th, 2008 • Waddell & Reed Financial Inc • Security brokers, dealers & flotation companies • Kansas
This Fund Participation Agreement (“Agreement”), dated as of the 19th day of September, 2003 is made by and between MINNESOTA LIFE INSURANCE COMPANY (“Company”) on behalf of the Company separate accounts identified on Exhibit A which is attached hereto and may be amended from time to time (“Variable Accounts”), and WADDELL & REED, INC. (“W&R”) which serves as the distributor to the W&R TARGET FUNDS, INC. (the “Funds”) listed on Exhibit B.
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • February 29th, 2008 • Waddell & Reed Financial Inc • Security brokers, dealers & flotation companies
THIS AGREEMENT, originally made the 31st day of August, 1992, by and between IVY FUNDS, INC., f.k.a. Waddell & Reed Funds, Inc. (hereinafter called “Corporation”), and Waddell & Reed Investment Management Company, and assigned by Waddell & Reed Investment Management Company on June 30, 2003 to Ivy Investment Management Company (hereinafter called “IICO”), f.k.a. Waddell & Reed Ivy Investment Company, and hereby amended and restated and effective November 16, 2005,
FIRST AMENDMENT TO THE WADDELL & REED FINANCIAL, INC. NON-QUALIFIED STOCK OPTION GRANT AGREEMENTOption Grant Agreement • February 29th, 2008 • Waddell & Reed Financial Inc • Security brokers, dealers & flotation companies
ACCOUNTING SERVICES AGREEMENTAccounting Services Agreement • February 29th, 2008 • Waddell & Reed Financial Inc • Security brokers, dealers & flotation companies
THIS AGREEMENT, originally made as of the 9th day of March, 1995, by and between United Asset Strategy Fund, Inc. and Waddell & Reed Services Company, is hereby amended and restated and effective July 1, 2003, by and between Waddell & Reed Advisors Asset Strategy Fund, Inc. (f/k/a United Asset Strategy Fund, Inc.) (the “Fund”), a Maryland corporation, and Waddell & Reed Services Company (“WRSCO”), a Missouri corporation,
DISTRIBUTION AGREEMENTDistribution Agreement • February 29th, 2008 • Waddell & Reed Financial Inc • Security brokers, dealers & flotation companies • Kansas
THIS AGREEMENT, originally made as of the 8th day of February, 1995, by and between Waddell & Reed Funds, Inc. and Waddell & Reed, Inc. and as assigned, effective June 16, 2003, to Ivy Funds Distributor, Inc., an indirectly owned subsidiary of Waddell & Reed Financial, Inc., the parent company of Waddell & Reed, Inc., is hereby amended and restated as of the 3rd day of September, 2003, by and between Ivy Funds, Inc. (f/k/a W&R Funds, Inc.; f/k/a Waddell & Reed Funds, Inc.), a Maryland Corporation (the “Company”), and Ivy Funds Distributor, Inc. (“IFDI”) a Florida Corporation;
WADDELL & REED FINANCIAL, INC. NON-QUALIFIED STOCK OPTION GRANT AGREEMENTGrant Agreement • February 29th, 2008 • Waddell & Reed Financial Inc • Security brokers, dealers & flotation companies • Kansas
WADDELL & REED FINANCIAL, INC., a corporation organized and existing under the laws of the state of Delaware (the “Company”), does hereby grant and give unto (the “Optionee”), the following non-qualified stock options (the “Option”) upon the terms and conditions hereinafter set forth.
