GLOBAL INCOME FUND, INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Rights Agent RIGHTS AGREEMENT Dated as of August 14, 2012Rights Agreement • August 29th, 2012 • Global Income Fund, Inc. • Maryland
Rights Agreement, dated as of August 14, 2012, between Global Income Fund, Inc., a Maryland corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, as Rights Agent (the “Rights Agent”).
Item 77(Q1) Form of U.S. PB AgreementAccount Agreement • August 29th, 2012 • Global Income Fund, Inc. • New York
This U.S. PB Agreement (including all terms, schedules, supplements and exhibits attached hereto, this “Agreement”) is entered into between the customer specified below (“Customer”) and BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) on behalf of itself and as agent for the BNPP Entities (as defined in the Account Agreement attached as Exhibit A hereto). The Agreement sets forth the terms and conditions on which BNPP PB, Inc. will transact business with Customer. Customer and BNPP PB, Inc., on behalf of itself and as agent for the BNPP Entities, have also entered into the Account Agreement.
SERVICES AGREEMENT Fund Accounting Services Tax Services between GLOBAL INCOME FUND, INC. and HUNTINGTON ASSETS SERVICES, INC. as of March 1, 2012Services Agreement • August 29th, 2012 • Global Income Fund, Inc. • Indiana
AGREEMENT (this “Agreement”), dated as of March 1, 2012, between Global Income Fund, Inc., a Maryland Corporation (the “Fund”), and Huntington Asset Services, Inc., a Delaware corporation (“HASI”).
FORM OF SPECIAL CUSTODY and PLEDGE AGREEMENTForm of Special Custody and Pledge Agreement Agreement • August 29th, 2012 • Global Income Fund, Inc. • New York
AGREEMENT (hereinafter "Agreement"), dated as of March 29, 2012, among State Street Bank and Trust Company, a Massachusetts trust company, in its capacity as custodian hereunder ("Custodian"), Global Income Fund, Inc. (the "Fund"), and BNP Paribas Prime Brokerage, Inc. (the "Counterparty").
Form of Committed Facility AgreementForm of Committed Facility Agreement • August 29th, 2012 • Global Income Fund, Inc. • New York
BNP PARIBAS PRIME BROKERAGE, INC. (“BNPP PB, Inc.”) and the counterparty specified on the signature page (“Customer”), hereby enter into this Committed Facility Agreement (this “Agreement”), dated as of the date specified on the signature page.
EMPLOYMENT AGREEMENTEmployment Agreement • August 29th, 2012 • Global Income Fund, Inc. • New York
This Employment Agreement (the “Agreement”) is made as of the 1st day of July, 2012 (“Effective Date”), by and between Global Income Fund, Inc. (the “Company”), a Maryland corporation, and Mark C. Winmill (the “Executive”).
