Common Contracts

Execution Copy

Account Agreement • July 3rd, 2013 • Dividend & Income Fund • New York

• Contract Type
  Account Agreement
• Filed
  July 3rd, 2013
• Company
  Dividend & Income Fund
• Jurisdiction
  New York

This U.S. PB Agreement (including all terms, schedules, supplements and exhibits attached hereto, this “Agreement”) is entered into between the customer specified below (“Customer”) and BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) on behalf of itself and as agent for the BNPP Entities (as defined in the Account Agreement attached as Exhibit A hereto). The Agreement sets forth the terms and conditions on which BNPP PB, Inc. will transact business with Customer. Customer and BNPP PB, Inc., on behalf of itself and as agent for the BNPP Entities, have also entered into the Account Agreement.

Item 77(Q1) Form of U.S. PB Agreement

Account Agreement • August 29th, 2012 • Global Income Fund, Inc. • New York

• Contract Type
  Account Agreement
• Filed
  August 29th, 2012
• Company
  Global Income Fund, Inc.
• Jurisdiction
  New York

This U.S. PB Agreement (including all terms, schedules, supplements and exhibits attached hereto, this “Agreement”) is entered into between the customer specified below (“Customer”) and BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) on behalf of itself and as agent for the BNPP Entities (as defined in the Account Agreement attached as Exhibit A hereto). The Agreement sets forth the terms and conditions on which BNPP PB, Inc. will transact business with Customer. Customer and BNPP PB, Inc., on behalf of itself and as agent for the BNPP Entities, have also entered into the Account Agreement.

Form of U.S. PB Agreement

Account Agreement • August 29th, 2012 • Dividend & Income Fund • New York

• Contract Type
  Account Agreement
• Filed
  August 29th, 2012
• Company
  Dividend & Income Fund
• Jurisdiction
  New York

This U.S. PB Agreement (including all terms, schedules, supplements and exhibits attached hereto, this “Agreement”) is entered into between the customer specified below (“Customer”) and BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) on behalf of itself and as agent for the BNPP Entities (as defined in the Account Agreement attached as Exhibit A hereto). The Agreement sets forth the terms and conditions on which BNPP PB, Inc. will transact business with Customer. Customer and BNPP PB, Inc., on behalf of itself and as agent for the BNPP Entities, have also entered into the Account Agreement.

Forn Of U.S. PB Agreement

Account Agreement • August 29th, 2012 • Foxby Corp. • New York

• Contract Type
  Account Agreement
• Filed
  August 29th, 2012
• Company
  Foxby Corp.
• Jurisdiction
  New York

This U.S. PB Agreement (including all terms, schedules, supplements and exhibits attached hereto, this “Agreement”) is entered into between the customer specified below (“Customer”) and BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) on behalf of itself and as agent for the BNPP Entities (as defined in the Account Agreement attached as Exhibit A hereto). The Agreement sets forth the terms and conditions on which BNPP PB, Inc. will transact business with Customer. Customer and BNPP PB, Inc., on behalf of itself and as agent for the BNPP Entities, have also entered into the Account Agreement.