0001023844-18-000010 Sample Contracts

NATIONAL HOLDINGS CORPORATION 2013 OMNIBUS INCENTIVE PLAN Restricted Stock Unit Agreement
Corporation 2013 Omnibus Incentive Plan Restricted Stock Unit Agreement • December 21st, 2018 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • Delaware

THIS RESTRICTED STOCK UNIT AGREEMENT (this “Agreement”) is between National Holdings Corporation, a Delaware corporation (the “Company”), and _________________ the (“Participant”) is made pursuant and subject to the provisions of the Company’s 2013 Omnibus Incentive Plan (the “Plan”), a copy of which is attached hereto. All terms used herein that are defined in the Plan have the same meaning given them in the Plan.

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NATIONAL HOLDINGS CORPORATION Nonqualified Stock Option Agreement
Nonqualified Stock Option Agreement • December 21st, 2018 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • Delaware

THIS NONQUALIFIED STOCK OPTION AGREEMENT (this “Agreement”) dated as of the ____ day of __________, 20__, between National Holdings Corporation, a Delaware corporation (the “Company”), and ___________________ (the “Participant”), is made pursuant and subject to the provisions of the Company’s 2013 Omnibus Incentive Plan (the “Plan”), a copy of which is attached hereto. All terms used herein that are defined in the Plan have the same meaning given them in the Plan, except as provided in this Agreement.

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