0001019056-17-000358 Sample Contracts

CONSENT AND WAIVER

Consent and Waiver • April 6th, 2017 • Siebert Financial Corp • Security brokers, dealers & flotation companies • New York

• Contract Type
  Consent and Waiver
• Filed
  April 6th, 2017
• Company
  Siebert Financial Corp
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  New York

This CONSENT AND WAIVER (this “Agreement”) is entered into as of December 16, 2016, by and among Siebert Cisneros Shank Financial, LLC (“SCSF”)(f/k/a Siebert Brandford Shank Financial, LLC), Siebert Cisneros Shank & Co., L.L.C. (“SCS”)(f/k/a Siebert Brandford Shank & Co., L.L.C.), and Siebert Financial Corp., a New York corporation (“SFC”).

ASSIGNMENT

Assignment • April 6th, 2017 • Siebert Financial Corp • Security brokers, dealers & flotation companies

• Contract Type
  Assignment
• Filed
  April 6th, 2017
• Company
  Siebert Financial Corp
• Industry
  Security brokers, dealers & flotation companies

This ASSIGNMENT (this “Assignment”), dated December 16, 2016, is being executed and delivered by and between the Estate of Muriel F Siebert (the “Siebert Estate”), and Siebert Financial Corp., a New York corporation (“SFC”).