0000950170-22-021225 Sample Contracts

Transfer Agency and Service Agreement Between HERCULES CAPITAL, INC. and Computershare Trust Company, N.A. and Computershare Inc.
Transfer Agency and Service Agreement • November 2nd, 2022 • Hercules Capital, Inc. • New York

THIS TRANSFER AGENCY AND SERVICE AGREEMENT, effective as of October 3, 2022 (“Effective Date”), is by and between Hercules Capital, Inc., a Maryland corporation, having its principal office and place of business at 400 Hamilton Avenue, Suite 310, Palo Alto, California 94301 (“Company”), and Computershare Inc., a Delaware corporation (“Computershare”), and its affiliate Computershare Trust Company, N.A., a federally chartered trust company (“Trust Company”, and together with Computershare, “Agent”), each having a principal office and place of business at 150 Royall Street, Canton, Massachusetts 02021.

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