0000950123-19-003527 Sample Contracts

CREDIT AGREEMENT dated as of November 14, 2018, among ASSETMARK FINANCIAL HOLDINGS, INC., as Borrower, ASSETMARK HOLDINGS LLC, as Holdings, THE LENDERS PARTY HERETO and CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH, as Administrative Agent and Collateral...
Credit Agreement • April 23rd, 2019 • AssetMark Financial Holdings, Inc. • Investment advice • New York

CREDIT AGREEMENT dated as of November 14, 2018 (this “Agreement”), among ASSETMARK FINANCIAL HOLDINGS, INC., a Delaware corporation (the “Borrower”), ASSETMARK HOLDINGS LLC, a Delaware limited liability company (“Holdings”), the Lenders (such term and each other capitalized term used but not defined in this introductory statement having the meaning given it in Article I) and CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH, as administrative agent (in such capacity, including any successor thereto, the “Administrative Agent”) and as collateral agent (in such capacity, including any successor thereto, the “Collateral Agent”) for the Lenders.

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AMENDED AND RESTATED EMPLOYMENT AGREEMENT
Employment Agreement • April 23rd, 2019 • AssetMark Financial Holdings, Inc. • Investment advice • Colorado

This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (as so amended and restated, this “Agreement”) is made and entered into as of this 31st day of October, 2016, by and between AssetMark Financial Holdings, Inc., a Delaware corporation (the “Company”), and Charles Goldman (“Executive”).

AssetMark Holdings, LLC SERVICE MEMBER UNIT ISSUANCE AGREEMENT (Incentive Units)
Service Member Unit Issuance Agreement • April 23rd, 2019 • AssetMark Financial Holdings, Inc. • Investment advice • Delaware

THIS SERVICE MEMBER UNIT ISSUANCE AGREEMENT (this “Agreement”) by and between AssetMark Holdings, LLC, a Delaware limited liability company (the “Company”), and the individual (“Service Member”) named on the Master Signature Page (as defined below) hereto is made as of the date set forth on such Master Signature Page hereto.

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